{"data":[{"id":"b6d26ec7-ffee-4c0e-ae7f-c48bfbd6b6b3","company_name":"Trading Point of Financial Instruments Ltd. (Trading Point)","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2012-06-01","announcement_date":"2012-06-01","violation_summary":"インターネットを通じた、店頭デリバティブ取引。 代表者等の氏名は「不明」。 当該業者が提供するサービスの名称は「Trading Point」である。 当該業者が上記のほかに提供するサービスの名称は「XM.com（XM）」である。（平成26年10月22日追記）","violation_summary_en":"Over-the-counter derivative transactions conducted via the internet. The name of the representative is unknown. The service provided by the operator is called [Trading Point]. The operator also provides a service called [XM.com (XM)]. (Added on October 22, 2014)","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-tradingpointoffinancialinstrumentsltdtradingpoint-20120601"}],"meta":{"query":"Trading Point of Financial Instruments Ltd. (Trading Point)","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":1,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":5,"reset_at":"2026-08-14T14:41:54.952Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":132,"reset_at":"2026-08-15T14:40:54.952Z"}}}