{"data":[{"id":"91c4b592-2637-43e8-a79a-ef2dae9364be","company_name":"TBC International Markets LTD","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2025-01-01","announcement_date":"2025-01-01","violation_summary":"インターネットを通じて、店頭デリバティブ取引の勧誘を行っていたもの 当該業者が提供するサービスの名称は「24ForexMarket」である。","violation_summary_en":"Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [24ForexMarket].","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-tbcinternationalmarketsltd-20250101"},{"id":"aff1cb9a-b4a5-495d-b4f6-6c8037b0498a","company_name":"INTER","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2024-05-01","announcement_date":"2024-05-01","violation_summary":"インターネットを通じて、投資顧問契約に基づく助言の勧誘を行っていたもの 当該業者が提供するサービスの名称は「INTER」又は「Inter」である。","violation_summary_en":"Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the operator is named [INTER] or [Inter].","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":0,"method":"registry_attempt_deferred","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-inter-20240501"},{"id":"2ad5ff03-6f8b-4f35-8a5d-df37a1090839","company_name":"Xtrade International Ltd","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2024-03-01","announcement_date":"2024-03-01","violation_summary":"インターネットを通じて、店頭デリバティブ取引の勧誘を行っていたもの 当該業者が提供するサービスの名称は「Xtrade」である。","violation_summary_en":"The entity was soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [Xtrade].","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-xtradeinternationalltd-20240301"},{"id":"44760a5c-9fe2-444d-adb8-6099acc67e78","company_name":"Esmond International Markets Ltd","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2024-02-01","announcement_date":"2024-02-01","violation_summary":"インターネットを通じて、店頭デリバティブ取引の勧誘を行っていたもの 当該業者が提供するサービスの名称は「Esmond International Markets Ltd」である。","violation_summary_en":"Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called Esmond International Markets Ltd.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-esmondinternationalmarketsltd-20240201"},{"id":"20bbc932-757d-4388-b560-bce34492f9f6","company_name":"HLMI Markets International Limited","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2023-09-01","announcement_date":"2023-09-01","violation_summary":"インターネットを通じて、店頭デリバティブ取引の勧誘を行っていたもの 当該業者が提供するサービスの名称は「HighLow」であり、令和元年10月25日付で警告を行った「HLMI Ltd」が提供していたサービス名称の一部と同一である。","violation_summary_en":"An entity engaged in soliciting over the internet for over-the-counter derivative transactions. The service name provided by the entity is [HighLow], which is identical to part of the service name offered by [HLMI Ltd], which was warned on October 25, 2019.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-hlmimarketsinternationallimited-20230901"},{"id":"8101659b-9150-4b74-affc-0d6e89284a20","company_name":"MGK International","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2023-02-01","announcement_date":"2023-02-01","violation_summary":"インターネットを通じて、店頭デリバティブ取引の勧誘を行っていたもの 当該業者が提供するサービス（FX取引等）の名称は「MGK International」である。 当該業者は、平成30年3月14日付で警告書を発出した「MGK Global Limited」と類似した名称であり、所在地の一部は同一である。","violation_summary_en":"The entity solicited over the internet for over-the-counter derivative transactions. The service provided by the entity is called [MGK International]. The entity has a name similar to [MGK Global Limited], which issued a warning on March 14, 2018, and shares part of its address.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-mgkinternational-20230201"},{"id":"9f319c48-1848-40f4-a8ff-767d458f2f46","company_name":"WeTrade International Ltd.","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2023-01-01","announcement_date":"2023-01-01","violation_summary":"インターネットを通じて、店頭デリバティブ取引の勧誘を行っていたもの 当該業者が提供するサービス（FX取引等）の名称は「WeTrade」である。","violation_summary_en":"Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [WeTrade].","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-wetradeinternationalltd-20230101"},{"id":"4ec9943b-7e64-4095-b6f0-aed2841297bb","company_name":"International Forex","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2021-12-01","announcement_date":"2021-12-01","violation_summary":"インターネットを通じて、店頭デリバティブ取引の勧誘を行っていたもの 当該業者が提供するサービスの名称は「International Forex」である。","violation_summary_en":"Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the operator is called [International Forex].","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-internationalforex-20211201"},{"id":"1973cd7e-1154-4648-bb24-9cdd1c6850c1","company_name":"CFX International Limited","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2021-11-01","announcement_date":"2021-11-01","violation_summary":"インターネットを通じて、店頭デリバティブ取引の勧誘を行っていたもの 当該業者が提供するサービス（FX取引等）の名称は「CFX INTERNATIONAL」である。","violation_summary_en":"Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called [CFX INTERNATIONAL].","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":65,"method":"loose_name_without_strong_address_evidence","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-cfxinternationallimited-20211101"},{"id":"6d0e7b37-5023-41c4-8626-495940c84c69","company_name":"SKY PREMIUM INTERNATIONAL PTE. 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On September 17, 2021, the Financial Instruments and Exchange Surveillance Commission filed a petition with the court to prohibit and cease the entity's violation of the Financial Instruments and Exchange Act by engaging in unregistered mediation of investment discretionary contracts.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-skypremiuminternationalpteltdzui-gao-ying-ye-ze-ren-zhe-shui-dao-ren-20210901"}],"meta":{"query":"INTER","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":10,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":8,"reset_at":"2026-08-15T07:52:01.629Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":12,"reset_at":"2026-08-16T07:51:01.629Z"}}}