{"data":[{"id":"93723219-c5f7-480f-b95a-2e367d88f439","company_name":"IS6 Technologies Ltd","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2026-07-01","announcement_date":"2026-07-01","violation_summary":"インターネットを通じて、店頭デリバティブ取引の勧誘を行っていたもの 当該業者が提供するサービスの名称は「IS6FX」であり、令和3年12月に警告した「TEC Solution.Ltd.」が提供していたサービスの名称と同一である。 なお、当該業者との関係性は不明であるが、警告している以下の業者については所在地が同様もしくは酷似している。 ①と所在地が同様もしくは酷似している。 ・「Blue Dragon LLC」(令和7年1月29日付で警告) ・「JDR Securities Limited(令和7年1月29日付で警告) ・「AxiTrader Limited」(令和6年1月24日付で警告) ・「Rupex Limited」(令和5年10月25日付で警告) ・「TEC Solution.Ltd」(令和3年12月22日付で警告) ②と所在地が同様もしくは酷似している。 ・「Capital Crest Ltd（キャピタルクレスト株式会社）」（令和8年7月22日付で警告） ・「Dynamix Ltd（ダイナミックス株式会社）」（令和8年2月25日付で警告） ・「Profit Pulse Ltd」（令和8年1月29日付で警告） ・「Bullfxo Ltd」（令和7年12月19日付で警告） ・「WM Markets Ltd」（令和7年11月27日付で警告） ・「Trade Tide Ltd」(令和7年8月28日付で警告) ・「Proxtrend Ltd」(令和7年6月20日付で警告) ・「Zenith Markets PLC」(令和7年6月20日付で警告) ・「DAM Group Ltd」(令和7年5月28日付で警告) ・「Fxonet Ltd」(令和7年3月26日付で警告) ・「Nakito SA」(令和7年3月26日付で警告) ・「Swift Trader Ltd」(令和6年12月26日付で警告) ・「ロバートソン・ファイナンス(Robertson Finance Inc.)」 (令和6年10月25日付で警告) ・「DataWave Tech Ltd」(令和6年7月24日付で警告)","violation_summary_en":"The Financial Services Agency issued a warning to IS6 Technologies Ltd for soliciting over the internet for over-the-counter derivative transactions under the service name [IS6FX], which is identical to a service previously warned against by TEC Solution Ltd. in December 2021. Several other companies with similar or identical addresses have also been warned for similar activities.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-is6technologiesltd-20260701"},{"id":"cf6b5dfb-f3f1-45c7-8867-b921325a8661","company_name":"不明（高速取引行為者Qube Research & Technologies Singapore Pte. Ltd.の商号等を詐称）","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2026-07-01","announcement_date":"2026-07-01","violation_summary":"ウェブサイト及びSNS上で金融商品取引業を行う旨を表示したもの 当該業者は、ウェブサイト及びSNS上で「有価証券の募集の取扱いを行う」旨の表示をしていた。 また、ウェブサイト上で、「会社名：Qube Research & Technologies Singapore Pte. Ltd.」、「登録番号：関東財務局 関東財務局長（高速）第84号」などと表示し、登録を受けた高速取引行為者の商号等を詐称していた。 なお、高速取引行為者はIPO銘柄の配分に関与できないにもかかわらず、IPO銘柄の配分に関与している旨の虚偽の説明を行っていた。","violation_summary_en":"The Financial Services Agency issued a warning to an entity falsely claiming to be a registered high-frequency trading operator under the name Qube Research & Technologies Singapore Pte. Ltd., and engaging in securities business activities without proper registration.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-bu-ming-gao-su-qu-yin-xing-wei-zhe-quberesearchtechnologiessingaporepteltdnoshan-20260701"},{"id":"d1e10bbe-9c36-4876-b16e-56708f893bb4","company_name":"不明（Schonfeld Strategic Advisors Japan Pte.Ltd.の商号等を詐称）","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2026-05-01","announcement_date":"2026-05-01","violation_summary":"SNS上で金融商品取引業を行う旨を表示したもの 当該業者は、SNS上で「有価証券の募集の取扱いを行う」旨の表示をしていた。 また、当該業者は、SNS及びアプリ上で「SSAJ」と表示し、SNS上で「登録番号 関東財務局長（金商）第3253号」、「会社の名称 SCHONFELD STRATEGIC ADVISORS JAPAN株式会社 」、「事業の種別 金融商品取引業」などと記載した「金融商品取引業者許可書」などと記載した「金融商品取引業者許可書」を表示し、登録を受けた金融商品取引業者の商号や財務局の登録番号を詐称していた。","violation_summary_en":"A company displayed on social media that it conducts financial instruments business and claimed to handle securities offerings. The company also displayed a license indicating it is registered as a financial instruments business operator, with a registration number and company name, but it falsely claimed to be registered and used a registration number and company name that were not genuine.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-bu-ming-schonfeldstrategicadvisorsjapanpteltdnoshang-hao-deng-wozha-cheng-20260501"},{"id":"96ce5cc1-1e07-480c-b7ae-bea513e0315c","company_name":"不明（高速取引行為者Headlands Technologies LLCの商号等を詐称）","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2025-10-01","announcement_date":"2025-10-01","violation_summary":"SNS上で金融商品取引業を行う旨を表示したもの 当該業者は、SNS上で「有価証券の募集の取扱いを行う」旨の表示をしていた。 また、SNS上で「登録番号 関東財務局長（高速）第21号」、「会社の名称 HEADLANDS TECHNOLOGIES LLC」、「事業の種別 第一種金融商品取引業」などと記載した「金融商品取引業者許可書」を表示し、登録を受けた高速取引行為者の商号や財務局の登録番号等を詐称していた。 なお、高速取引行為者はIPO銘柄の配分に関与できないにもかかわらず、IPOの銘柄の配分に関与している旨の虚偽の説明を行っていた。","violation_summary_en":"A business displayed on SNS that it conducts financial instruments business, claiming to handle securities offerings and displaying a license with a registration number and company name, falsely claiming to be registered as a Type 1 Financial Instruments Business Operator. It also falsely claimed involvement in IPO allocations.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-bu-ming-gao-su-qu-yin-xing-wei-zhe-headlandstechnologiesllcnoshang-hao-deng-wozh-20251001"},{"id":"8c7bc37f-97aa-45e8-b11b-3ced9ce0ae3b","company_name":"株式会社Gio","company_name_en":null,"corporate_number":"9490001008118","authority":"高知労働局","authorities":["高知労働局"],"authority_count":1,"action_types":["雇用調整助成金不正受給公表"],"regional_record_count":1,"source_document_count":1,"law_name":"雇用関係助成金","action_type":"雇用調整助成金不正受給公表","action_date":"2025-03-06","announcement_date":"2025-03-06","violation_summary":"勤怠管理が適切にされておらず、休業したとする虚偽の申請書類を作成し、当該助成金を不正に受給したもの。","violation_summary_en":null,"penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"confirmed","confidence":98,"method":"nta_strict_name_full_current_address","notes":"国税庁法人番号データとの独立照合で対象法人を確認しました（nta_strict_name_full_current_address）。"},"human_review_status":"machine_reviewed","source_url":"https://jsite.mhlw.go.jp/kochi-roudoukyoku/content/contents/002645651.pdf","url":"https://regbase.jp/enforcement/subsidy-fraud-gio-20250306-433d2165"},{"id":"e1f41dd8-3f11-4293-90b2-0ab56045ced7","company_name":"株式会社NAGI","company_name_en":null,"corporate_number":"2010401128957","authority":"京都労働局","authorities":["京都労働局"],"authority_count":1,"action_types":["雇用調整助成金不正受給公表"],"regional_record_count":2,"source_document_count":2,"law_name":"雇用関係助成金","action_type":"雇用調整助成金不正受給公表","action_date":"2024-06-12","announcement_date":"2024-06-12","violation_summary":"支給決定等令和6年4月12日取消年月日実際には就労しているにもかかわらず、休業したとする虚偽の内容申請書類を作成し、当該助成金を不正に受給したもの。","violation_summary_en":"The Kyoto Labour Bureau announced that NAGI Corporation improperly received employment adjustment subsidies by submitting false documents claiming they had suspended operations when they were actually operational. The amount recovered is 105,163,953 yen.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"confirmed","confidence":98,"method":"nta_strict_name_full_current_address","notes":"国税庁法人番号データとの独立照合で対象法人を確認しました（nta_strict_name_full_current_address）。"},"human_review_status":"machine_reviewed","source_url":"https://jsite.mhlw.go.jp/kyoto-roudoukyoku/content/contents/001837136.pdf","url":"https://regbase.jp/enforcement/subsidy-fraud-nagi-20240612-7cbdc264"},{"id":"d0209c44-b805-4ecb-91b1-afc1f2e806a8","company_name":"株式会社YE DIGITAL","company_name_en":null,"corporate_number":null,"authority":"金融庁","authorities":["金融庁"],"authority_count":1,"action_types":["課徴金納付命令"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"課徴金納付命令","action_date":"2024-03-27","announcement_date":"2026-03-13","violation_summary":"被審人に対し、次のとおり課徴金を国庫に納付することを命ずる。","violation_summary_en":"Order to pay the surcharge to the national treasury as specified for the respondent.","penalty_amount":5920000,"is_verified":false,"record_verified":false,"entity_match":{"status":"unresolved","confidence":85,"method":"nta_strict_name_nationally_unique","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"unreviewed","source_url":"https://www.fsa.go.jp/news/r4/shouken/20230125-2.html","url":"https://regbase.jp/enforcement/kinshoho-yedigital-20240327"},{"id":"567ce8b8-6095-4d5a-943e-ac42d4556862","company_name":"La Pietra - Hawai'i School for Girls","company_name_en":null,"corporate_number":null,"authority":"厚生労働省","authorities":["厚生労働省"],"authority_count":1,"action_types":["表彰"],"regional_record_count":1,"source_document_count":1,"law_name":"なし","action_type":"表彰","action_date":"2024-02-14","announcement_date":"2026-04-14","violation_summary":"作品：献血〇✖クイズ始まるよ～!!（厚生労働省YouTubeチャンネル）","violation_summary_en":"Work: Kenketsu 〇✖ Quiz Starts!! (Ministry of Health, Labour and Welfare YouTube Channel)","penalty_amount":null,"is_verified":false,"record_verified":false,"entity_match":{"status":"unresolved","confidence":60,"method":"extracted_japanese_name","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"unreviewed","source_url":"https://www.mhlw.go.jp/stf/newpage_68910.html","url":"https://regbase.jp/enforcement/other-lapietra-hawaiischoolforgirls-20240214"},{"id":"112a5dc5-d30c-426a-9561-02f307e22e7c","company_name":"株式会社magicnumber","company_name_en":null,"corporate_number":null,"authority":"広島労働局","authorities":["広島労働局"],"authority_count":1,"action_types":["雇用調整助成金不正受給公表"],"regional_record_count":1,"source_document_count":1,"law_name":"雇用関係助成金","action_type":"雇用調整助成金不正受給公表","action_date":"2024-02-08","announcement_date":"2024-02-21","violation_summary":"不正に受給したもの号室納付計画休業手当額を実際の額よりも過大に支払ったとする虚偽","violation_summary_en":"False statement that the amount of leave allowance paid was exaggerated compared to the actual amount, regarding illegally received benefits.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":65,"method":"subsidy_fraud_public_disclosure_name","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"machine_reviewed","source_url":"https://jsite.mhlw.go.jp/hiroshima-roudoukyoku/content/contents/001757787.pdf","url":"https://regbase.jp/enforcement/subsidy-fraud-magicnumber-20240208-01c94bdc"},{"id":"a70579fe-2497-485b-a946-252ffc0ec51b","company_name":"株式会社magicnumber","company_name_en":null,"corporate_number":"7240001051334","authority":"広島労働局","authorities":["広島労働局"],"authority_count":1,"action_types":["雇用調整助成金不正受給公表"],"regional_record_count":1,"source_document_count":1,"law_name":"雇用関係助成金","action_type":"雇用調整助成金不正受給公表","action_date":"2024-02-08","announcement_date":"2024-02-21","violation_summary":"休業していないにもかかわらず、休業したとする虚偽の申請書類を作成し、当該助成金を不正に受給したもの","violation_summary_en":null,"penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"confirmed","confidence":98,"method":"nta_strict_name_full_current_address","notes":"国税庁法人番号データとの独立照合で対象法人を確認しました（nta_strict_name_full_current_address）。"},"human_review_status":"machine_reviewed","source_url":"https://jsite.mhlw.go.jp/hiroshima-roudoukyoku/content/contents/002669279.pdf","url":"https://regbase.jp/enforcement/subsidy-fraud-magicnumber-20240208-96ab3162"}],"meta":{"query":"GI株式会社","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":10,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":9,"reset_at":"2026-08-13T17:19:32.239Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":25,"reset_at":"2026-08-14T17:18:32.239Z"}}}