{"data":[{"id":"190aa271-7099-4af4-b688-e603c06a033c","company_name":"A （FGX LIMITED取締役）","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2017-12-01","announcement_date":"2017-12-01","violation_summary":"インターネットを通じて、店頭デリバティブ取引を行っていたもの （※）当該業者は、証券取引等監視委員会において、平成29年10月24日、裁判所への金融商品取引法違反行為（無登録で金融商品取引業を行うこと）の禁止及び停止を命ずるよう申立てを行った被申立人である。 なお、FGX LIMITEDに対しては、平成27年11月17日付で警告を行っている。","violation_summary_en":"An entity engaged in over-the-counter derivative transactions via the internet was the subject of a petition to the court by the Securities and Exchange Surveillance Commission on October 24, 2017, seeking to prohibit and order the suspension of violations of the Financial Instruments and Exchange Act (conducting financial instruments business without registration). Additionally, a warning was issued to FGX LIMITED on November 17, 2015.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-afgxlimitedqu-di-yi-20171201"}],"meta":{"query":"A （FGX LIMITED取締役）","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":1,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":8,"reset_at":"2026-08-14T23:00:53.429Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":197,"reset_at":"2026-08-15T22:59:53.429Z"}}}