{"data":[{"id":"da7ed1da-128c-4e65-b021-65a453ce5a39","company_name":"SHOGUN CAPITAL LTD","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2026-01-01","announcement_date":"2026-01-01","violation_summary":"インターネットを通じて、店頭デリバティブ取引の勧誘を行っていたもの 当該業者が提供するサービスの名称は「Shogun Markets」である。","violation_summary_en":"Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [Shogun Markets].","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-shoguncapitalltd-20260101"},{"id":"01bcd361-7866-4669-a998-be02b7c04ee5","company_name":"（株）OGU","company_name_en":null,"corporate_number":null,"authority":"大阪労働局","authorities":["大阪労働局"],"authority_count":1,"action_types":["送検・公表"],"regional_record_count":1,"source_document_count":4,"law_name":"労働安全衛生法","action_type":"送検・公表","action_date":"2025-11-20","announcement_date":"2025-11-20","violation_summary":"ていなかったもの ジクロロメタン等を含有する剥離材を用い た塗装業務において、特別有機溶剤の蒸気 有機溶剤中毒予防規則第5条 の発散源を密閉する設備等を設けなかった もの プレス機械作業主任者に切替えキースイッ","violation_summary_en":"Failure to install equipment to contain emissions from paint stripping work using dichloromethane-containing stripping agents, in violation of the Organic Solvent Poisoning Prevention Regulations Article 5.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":0,"method":"candidate_set_incomplete","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.mhlw.go.jp/content/001697048.pdf","url":"https://regbase.jp/enforcement/roudou-anzen-eiseiho-ogu-20251120"},{"id":"fb94300b-72aa-43a9-814d-9c778daf3523","company_name":"株式会社フジオフードグループ本社","company_name_en":null,"corporate_number":null,"authority":"金融庁","authorities":["金融庁"],"authority_count":1,"action_types":["課徴金納付命令"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"課徴金納付命令","action_date":"2024-02-27","announcement_date":"2026-03-13","violation_summary":"有価証券報告書等の虚偽記載に対する課徴金納付命令の決定について","violation_summary_en":"Decision to impose a surcharge payment order for false statements in securities reports, etc.","penalty_amount":12000000,"is_verified":false,"record_verified":false,"entity_match":{"status":"unresolved","confidence":85,"method":"nta_strict_name_nationally_unique","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"unreviewed","source_url":"https://www.fsa.go.jp/news/r5/shouken/20231226-1.html","url":"https://regbase.jp/enforcement/kinshoho-huziohudogurupuben-she-20240227"},{"id":"ccd5f094-1a89-40e0-9a70-d8c3aa1def5a","company_name":"ミズノグループ株式会社","company_name_en":null,"corporate_number":"2080001013735","authority":"静岡労働局","authorities":["静岡労働局"],"authority_count":1,"action_types":["複数助成金不正受給公表"],"regional_record_count":2,"source_document_count":1,"law_name":"雇用関係助成金","action_type":"複数助成金不正受給公表","action_date":"2022-12-26","announcement_date":"2023-03-22","violation_summary":"実際の賃金よりも過大に支払ったとする虚偽の申請書類を作成し、当該助成金を不正に受給したもの。","violation_summary_en":null,"penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"confirmed","confidence":98,"method":"nta_strict_name_full_current_address","notes":"国税庁法人番号データとの独立照合で対象法人を確認しました（nta_strict_name_full_current_address）。"},"human_review_status":"machine_reviewed","source_url":"https://jsite.mhlw.go.jp/shizuoka-roudoukyoku/content/contents/001951374.pdf","url":"https://regbase.jp/enforcement/subsidy-fraud-mizunogurupu-20221226-82e7fa75"},{"id":"4543e307-9444-4b15-831c-663beba949b2","company_name":"株式会社プログレスマインド","company_name_en":null,"corporate_number":null,"authority":"証券取引等監視委員会","authorities":["証券取引等監視委員会"],"authority_count":1,"action_types":["勧告"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"勧告","action_date":"2020-06-12","announcement_date":"2026-03-12","violation_summary":"関東財務局長が株式会社プログレスマインド（東京都八王子市、法人番号5010001130088、代表取締役A、資本金300万円、常勤役職員３名、投資助言・代理業）を検査した結果、以下の問題が認められたことから、証券取引等監視委員会は、内閣総理大臣及び金融庁長官に対して、金融庁設置法第20条第１項の規定に基づき、行政処分を行うよう勧告した。","violation_summary_en":"The Kanto Financial Bureau conducted an inspection of Progress Mind Corporation (Hachioji City, Tokyo, Corporate Number 5010001130088, CEO A, Capital 3 million yen, 3 full-time employees, investment advisory and agency business). Based on the findings, the Financial Services Agency's Securities and Exchange Surveillance Commission recommended administrative sanctions to the Prime Minister and the Commissioner of the Financial Services Agency pursuant to Article 20, Paragraph 1 of the Financial Instruments and Exchange Act.","penalty_amount":null,"is_verified":false,"record_verified":false,"entity_match":{"status":"unresolved","confidence":85,"method":"nta_strict_name_nationally_unique","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"unreviewed","source_url":"https://www.fsa.go.jp/sesc/news/c_2020/2020/20200612-1.html","url":"https://regbase.jp/enforcement/kinshoho-puroguresumaindo-20200612"}],"meta":{"query":"（株）OGU","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":5,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":5,"reset_at":"2026-08-14T23:03:43.389Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":192,"reset_at":"2026-08-15T23:02:43.389Z"}}}