{"data":[{"id":"15c4f381-51ec-4da8-83fa-e2a8500a6f72","company_name":"（株）ベスト","company_name_en":null,"corporate_number":null,"authority":"東京都労働局","authorities":["東京都労働局"],"authority_count":1,"action_types":["送検"],"regional_record_count":1,"source_document_count":1,"law_name":"労働安全衛生法","action_type":"送検","action_date":"2026-02-18","announcement_date":"2026-02-18","violation_summary":"4日以上の休業を要する労働災害が発生したのに、遅滞なく労働者死傷病報告書を提出しなかった。","violation_summary_en":"Failed to submit the Worker Injury and Illness Report promptly after a work-related accident resulting in more than four days of leave.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"extracted_japanese_name","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"machine_reviewed","source_url":"https://jsite.mhlw.go.jp/tokyo-roudoukyoku/content/contents/002619252.pdf","url":"https://regbase.jp/enforcement/roudou-anzen-eiseiho-besuto-20260218-2"},{"id":"2433b48a-d7b6-4611-9a96-21408fce7360","company_name":"（株）ベスト","company_name_en":null,"corporate_number":null,"authority":"東京労働局","authorities":["東京労働局"],"authority_count":1,"action_types":["送検・公表"],"regional_record_count":1,"source_document_count":3,"law_name":"労働安全衛生法","action_type":"送検・公表","action_date":"2026-02-18","announcement_date":"2026-02-18","violation_summary":"危険を防止する措置を講じなかったもの 4日以上の休業を要する労働災害が発生し たのに、遅滞なく労働者死傷病報告書を提 出しなかったもの ドラグ・ショベルを用いて作業を行う際、","violation_summary_en":"Failure to take measures to prevent danger and failure to promptly submit a worker injury report after a work-related accident requiring more than four days of leave, during work using a drag shovel.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":0,"method":"candidate_set_incomplete","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.mhlw.go.jp/content/001697048.pdf","url":"https://regbase.jp/enforcement/roudou-anzen-eiseiho-besuto-20260218"},{"id":"29dd7478-f84d-4a8a-8454-e22621f4a144","company_name":"アファーマティブ・インベストメント・マネジメント・ジャパン株式会社 （Affirmative Investment Management Japan Inc.）","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2025-10-01","announcement_date":"2025-10-01","violation_summary":"ウェブサイト上に金融商品取引業を行う旨を表示したもの 当該業者は、当該業者のウェブサイト上で、「2021年4月に金融事業者ライセンス（投資助言・代理業）登録を完了しました。」と表示していた。","violation_summary_en":"The entity displayed on its website that it conducts financial instruments business and had completed registration for a financial business license (investment advisory and agency) in April 2021.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-ahuamateibuinbesutomentomanezimentoziyapanaffirmativeinvestmentmanagementjapanin-20251001"},{"id":"bd6d15a4-8540-443c-af4d-c91e54e5a8d9","company_name":"Global Investment Lab株式会社（グローバルインベストメントラボ社） 代表取締役 伊藤良","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2024-06-01","announcement_date":"2024-06-01","violation_summary":"外国の法令に基づく集団投資スキーム持分の募集又は私募の取扱いを行っていたもの （※）当該業者は、証券取引等監視委員会において、令和6年6月25日、裁判所への金融商品取引法違反行為（無登録で、同法2条2項5号又は6号に掲げる権利について、募集又は私募の取扱いを業として行うこと）の禁止及び停止を命ずるよう申立てを行った被申立人である。","violation_summary_en":"The respondent engaged in the solicitation or private placement of interests in a collective investment scheme based on foreign laws. On June 25, 2024, the Financial Instruments and Exchange Surveillance Commission filed a petition with the court to prohibit and suspend the respondent's acts of violating the Financial Instruments and Exchange Act by engaging in such solicitation or private placement without registration, concerning rights listed in Article 2, Paragraph 2, Items 5 and 6 of the Act.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-globalinvestmentlabgurobaruinbesutomentoraboshe-dai-biao-qu-di-yi-yi-teng-liang-20240601"},{"id":"58b456a5-0313-4e1c-9fe4-0b9b072f194e","company_name":"株式会社 ＭＨインベストメント","company_name_en":null,"corporate_number":"5011102028782","authority":"東京都","authorities":["東京都"],"authority_count":1,"action_types":["業務停止"],"regional_record_count":1,"source_document_count":1,"law_name":"宅地建物取引業法","action_type":"業務停止","action_date":"2024-02-01","announcement_date":"2026-04-25","violation_summary":"国土交通大臣の指定する公益社団法人不動産保証協会の社員の地位を失ったにもかかわらず、当該社員の地位を失ってから１週間以内に営業保証金を供託していない。","violation_summary_en":"The Tokyo Metropolitan Government has suspended the business license of MH Investment Co., Ltd. for 30 days due to failure to deposit a business guarantee bond within one week after losing membership status in the Real Estate Guarantee Association, as required by law.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"confirmed","confidence":100,"method":"source_corporate_number_nta_current_name","notes":"国税庁法人番号データとの独立照合で対象法人を確認しました（source_corporate_number_nta_current_name）。"},"human_review_status":"machine_reviewed","source_url":"https://www.mlit.go.jp/nega-inf/cgi-bin/search.cgi?jigyoubunya=takuti&EID=search&no=110","url":"https://regbase.jp/enforcement/takken-gyoho-mhinbesutomento-20240201"},{"id":"d5ad09bc-72bb-4dd5-ad16-01cd35b6ae45","company_name":"新生インベストメント・マネジメント株式会社","company_name_en":null,"corporate_number":null,"authority":"証券取引等監視委員会","authorities":["証券取引等監視委員会"],"authority_count":1,"action_types":["勧告"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"勧告","action_date":"2024-01-21","announcement_date":"2026-03-12","violation_summary":"証券取引等監視委員会が新生インベストメント・マネジメント株式会社（東京都中央区、法人番号1010001076871、代表取締役社長　平井　治子、資本金4.95億円、常勤役職員27名、投資運用業、投資助言・代理業、第二種金融商品取引業）を検査した結果、下記のとおり、当該金融商品取引業者に係る問題が認められたので、本日、証券取引等監視委員会は、内閣総理大臣及び金融庁長官に対して、金融庁設置法第20条第１項の規定に基づき、行政処分を行うよう勧告した。","violation_summary_en":"The Securities and Exchange Surveillance Commission inspected Shinsei Investment Management Co., Ltd. (Chuo-ku, Tokyo; Corporate Number 1010001076871; President and CEO Harai Haruko; Capital 495 million yen; 27 full-time employees; engaged in investment management, investment advisory and agency services, and second-class financial instruments business). As a result, issues related to this financial instruments business operator were identified. Today, the Securities and Exchange Surveillance Commission advised the Prime Minister and the Commissioner of the Financial Services Agency to take administrative action pursuant to Article 20, Paragraph 1 of the Financial Instruments and Exchange Act.","penalty_amount":null,"is_verified":false,"record_verified":false,"entity_match":{"status":"unresolved","confidence":85,"method":"nta_strict_name_nationally_unique","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"unreviewed","source_url":"https://www.fsa.go.jp/sesc/news/c_2022/2022/20220121-3.html","url":"https://regbase.jp/enforcement/kinshoho-xin-sheng-inbesutomentomanezimento-20240121"},{"id":"57474744-df66-4cc3-a532-4535f22e0667","company_name":"株式会社ベストランド","company_name_en":null,"corporate_number":"4010401090957","authority":"関東地方整備局","authorities":["関東地方整備局"],"authority_count":1,"action_types":["指示"],"regional_record_count":1,"source_document_count":1,"law_name":"宅地建物取引業法","action_type":"指示","action_date":"2021-09-29","announcement_date":"2026-04-25","violation_summary":"被処分者が、平成２６年１２月頃から平成３０年５月頃にわたり、自ら売主又は売主代理として、埼玉県、千葉県、神奈川県、東京都、大阪府、愛知県及び宮城県所在の合計１６２件（一部子会社に係る取引を含む。）の中古のマンション及び戸建て住宅に係る顧客と契約締結した売買契約において、被処分者が保管する売買契約書の写しと売買価格等が異なる内容の売買契約書を媒介業者等が作成し、金融機関に提出することにより、真の売買価格を上回る融資の承認を得させる不正な行為が確認された。\n被処分者の従業者が、上記取引のうち複数の取引において当該不正な行為に関与したことは、被処分者による、業務に関し取引の公正を害する行為として、宅地建物取引業法第６５条第１項第２号に該当する。","violation_summary_en":"The Kanto Regional Development Bureau issued an instruction to Bestland Corporation regarding violations of the Building Lots and Buildings Transaction Business Act. Between December 2014 and May 2018, the company engaged in fraudulent activities involving 162 real estate transactions across multiple prefectures, including creating false sales contracts to secure higher loan approvals. Employees involved in these transactions were found to have participated in these illegal acts, which violate Article 65, Paragraph 1, Item 2 of the Act.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"confirmed","confidence":100,"method":"source_corporate_number_nta_current_name","notes":"国税庁法人番号データとの独立照合で対象法人を確認しました（source_corporate_number_nta_current_name）。"},"human_review_status":"machine_reviewed","source_url":"https://www.mlit.go.jp/nega-inf/cgi-bin/search.cgi?jigyoubunya=takuti&EID=search&no=7","url":"https://regbase.jp/enforcement/takken-gyoho-besutorando-20210929"},{"id":"28dbb47f-3f27-4248-b220-08810c99bde8","company_name":"（株）リングベスト","company_name_en":null,"corporate_number":null,"authority":"厚生労働省","authorities":["厚生労働省"],"authority_count":1,"action_types":["送検・公表"],"regional_record_count":1,"source_document_count":1,"law_name":"最低賃金法","action_type":"送検・公表","action_date":"2021-03-16","announcement_date":"2021-03-16","violation_summary":"iel 20万円を支払わなかったもの 労働者1名に、1か月間の定期賃金合計約 19万円を支払わなかったもの 神奈川県相模原市 労働者11名に、3か月間の定期賃金合計約","violation_summary_en":"Failure to pay approximately 200,000 yen in wages to one worker, and failure to pay approximately 190,000 yen in regular wages for one month to one worker. In Sagamihara City, Kanagawa Prefecture, wages totaling about 570,000 yen for three months were not paid to 11 workers.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"extracted_japanese_name","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"machine_reviewed","source_url":"https://www.niph.go.jp/h-crisis/wp-content/uploads/2022/03/20220301101845_content_000798929.pdf","url":"https://regbase.jp/enforcement/saitei-chinginho-ringubesuto-20210316"},{"id":"1e40e02c-2574-4bd0-b8bb-ef2c4deb3ab0","company_name":"ジャパンインベストマスター運営局 最高運営責任者 A","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2018-05-01","announcement_date":"2018-05-01","violation_summary":"インターネットを通じて、投資顧問契約に基づく助言の勧誘を行っていたもの 当該業者が提供するサービスの名称は「ジャパンインベストマスター、Japan Investment Master」である。","violation_summary_en":"Engaged in solicitation of advice based on investment advisory contracts via the internet. The service provided by the company is called [Japan Investment Master].","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-ziyapaninbesutomasutayun-ying-ju-zui-gao-yun-ying-ze-ren-zhe-a-20180501"},{"id":"371f85b4-0fa1-48a2-94ef-b8b59e7f297d","company_name":"アセットインベストメント（ASSET INVESTMENT） 代表取締役社長 A","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2017-06-01","announcement_date":"2017-06-01","violation_summary":"勧誘資料等を送付したうえで、投資信託の募集又は私募を行っていたもの。 当該業者は、「投資信託説明書（交付目論見書）」、「委託運用証明書」、「配当確定証明書」と題する資料を送付しており、当該投資信託説明書には、「金融商品取引業者」と記載し、登録を受けた金融商品取引業者である「キャピタルアセットマネジメント株式会社」の登録番号である「関東財務局長（金商）第383号」等を騙っていた。 このほか、当該業者からFXによる運用を勧誘されたとの情報も寄せられている。","violation_summary_en":"The entity sent solicitation materials and engaged in the solicitation or private placement of investment trusts. They sent materials titled [Investment Trust Explanation Document (Delivery Prospectus)], [Trust Management Certificate], and [Dividend Confirmation Certificate], and falsely claimed to be a registered financial instruments business operator, impersonating [Capital Asset Management Co., Ltd.] with registration number [Kanto Finance Bureau Director (Kinsho) No. 383]. Additionally, there are reports that the entity solicited operations through FX trading.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-asetutoinbesutomentoassetinvestmentdai-biao-qu-di-yi-she-chang-a-20170601"}],"meta":{"query":"（株）ベスト","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":10,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":4,"reset_at":"2026-08-17T17:29:49.987Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":101,"reset_at":"2026-08-18T17:28:49.987Z"}}}