{"data":[{"id":"95904be9-f935-4056-8b13-f7d2cdeb3b56","company_name":"株式会社プライムステージ","company_name_en":null,"corporate_number":null,"authority":"大阪府","authorities":["大阪府"],"authority_count":1,"action_types":["業務改善命令"],"regional_record_count":1,"source_document_count":1,"law_name":"旅行業法","action_type":"業務改善命令","action_date":"2024-09-30","announcement_date":"2024-09-30","violation_summary":"令和2年11月7日の旅行において、貸切バスの運送に関して発生するあっせん手数料により、貸切バス事業者が本来収受すべき運賃・料金が実質的に収受できず、安全を確保するための経費が阻害されたことから、当該バス事業者が道路運送法第10条違反として行政処分を受け、当該旅行業者はその取引に関与した。","violation_summary_en":"On the trip on November 7, 2020, the charter bus operator was subject to administrative disposition for violating Article 10 of the Road Transport Act due to the interference of brokerage fees in the transportation of the charter bus, which prevented the operator from collecting the fare and charges they should have received and hindered expenses necessary for safety. The travel agency involved in the transaction was also implicated.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":0,"method":"candidate_set_incomplete","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.mlit.go.jp/kankocho/content/001913487.xlsx","url":"https://regbase.jp/enforcement/ryokogyoho-puraimusutezi-20240930"},{"id":"8ddb5ac2-4754-4812-8c5a-bb2f797d4e97","company_name":"株式会社プライム","company_name_en":null,"corporate_number":"4080101018285","authority":"東京都","authorities":["東京都"],"authority_count":1,"action_types":["指示"],"regional_record_count":1,"source_document_count":1,"law_name":"建設業法","action_type":"指示","action_date":"2023-10-31","announcement_date":"2026-04-25","violation_summary":"令和２年６月20日、東京都港区内の工事現場において、株式会社プライムの現場代理人は、同ビル５階床面から高さ2.7メートルに位置する６階床面開口部上に敷かれた足場板を架設通路として使用させるに当たり、同通路に高さ85センチメートル以上の手すり又はこれと同等以上の機能を有する設備及び高さ35センチメートル以上50センチメートル以下の桟又はこれと同等以上の機能を有する設備を設けなければならないのに、これを設けず、もって、労働者の労働災害を防止するため必要な措置を講じなかった。 以上のことが、労働安全衛生法第31条第1項、及び労働安全衛生規則（昭和47年労働省令第32号）第654条に違反し、労働安全衛生法第119条第１項及び第122条により株式会社プライム及び現場代理人が罰金刑に処せられた。 このことが、建設業法第28条第１項第３号に該当する。","violation_summary_en":"On June 20, 2020, Tokyo issued a directive to Prime Corporation for violations of the Building Industry Act related to safety measures at a construction site, resulting in fines for the company and its site manager.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"confirmed","confidence":100,"method":"source_corporate_number_nta_current_name","notes":"国税庁法人番号データとの独立照合で対象法人を確認しました（source_corporate_number_nta_current_name）。"},"human_review_status":"machine_reviewed","source_url":"https://www.mlit.go.jp/nega-inf/cgi-bin/search.cgi?jigyoubunya=kensetugyousya&EID=search&no=102","url":"https://regbase.jp/enforcement/kensetsu-gyoho-puraimu-20231031"},{"id":"a219425c-d358-4ebf-a870-07907177b359","company_name":"（株）プライム","company_name_en":null,"corporate_number":null,"authority":"栃木労働局","authorities":["栃木労働局"],"authority_count":1,"action_types":["送検・公表"],"regional_record_count":1,"source_document_count":1,"law_name":"労働安全衛生法","action_type":"送検・公表","action_date":"2021-05-14","announcement_date":"2021-05-14","violation_summary":"を設けていなかったもの 最終更新日：令和4年3月31日 架設通路の墜落の危険のある箇所に、危険 を防止するための設備を設けないまま、請 負人の労働者に使用をさせたもの 架設通路の墜落の危険のある箇所に、危険 神奈川県横浜市鶴","violation_summary_en":"Failure to install safety equipment at locations with fall hazards on scaffolding walkways, leading to workers being allowed to use the unsafe areas.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"linked_profile_without_source_identifier","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"machine_reviewed","source_url":"https://www.niph.go.jp/h-crisis/wp-content/uploads/2022/05/20220502100734_content_000798929.pdf","url":"https://regbase.jp/enforcement/roudou-anzen-eiseiho-puraimu-20210514"},{"id":"032c4286-0c14-4f43-881e-dccfbc390ac8","company_name":"株式会社ＦＸプライムbyＧＭＯ","company_name_en":null,"corporate_number":null,"authority":"証券取引等監視委員会","authorities":["証券取引等監視委員会"],"authority_count":1,"action_types":["勧告"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"勧告","action_date":"2020-08-04","announcement_date":"2026-03-11","violation_summary":"当社が提供する店頭外国為替保証金取引の取引ツールに係る当社システムは、成行注文の場合、顧客が発注した時点から約定処理がなされる時点までの間に為替相場の変動が生じた場合、発注時点の価格と実際の約定価格との価格差（以下「スリッページ」という。）の発生を排除できない仕様となっている。そして、当社は、当該システム仕様について、平成26年にスリッページに関して行った社内検討においてシステム部門責任者から報告を受け、取締役、法務コンプライアンス部長等で認識を共有していたほか、その後も顧客からスリッページが発生しているとの情報が寄せられており、少なくとも平成30年に寄せられた情報は代表取締役社長、取締役、部長、グループ長等で共有していた。","violation_summary_en":"The company's trading system for over-the-counter foreign exchange margin trading has a design that cannot eliminate the occurrence of slippage, which is the price difference between the order execution price and the initial order price, during the period from order placement to execution in the case of market orders. The company was aware of this system specification through internal reviews conducted in 2014 regarding slippage, reports from the system department head, and shared understanding among directors and legal compliance officers. Additionally, information from customers about the occurrence of slippage has been received, including at least in 2018, when such information was shared among the representative director, directors, managers, and group leaders. In an investigation commissioned to an external research company, Company A, it was confirmed that slippage had occurred multiple times in the company's system. Despite knowing this, the company did not take measures to verify the potential for slippage in its system, relying instead on referencing Company A's report, which did not include findings of multiple slippages, and published advertisements claiming \"No slippage (0%), according to Company A,\" which was factually inaccurate.","penalty_amount":null,"is_verified":false,"record_verified":false,"entity_match":{"status":"unresolved","confidence":85,"method":"nta_strict_name_nationally_unique","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"unreviewed","source_url":"https://www.fsa.go.jp/sesc/news/c_2020/2020/20200804-3.html","url":"https://regbase.jp/enforcement/kinshoho-fxpuraimubygmo-20200804"},{"id":"657925c9-84be-467c-abe9-880e9143f323","company_name":"株式会社プライム","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2013-07-01","announcement_date":"2013-07-01","violation_summary":"勧誘資料を送付したうえで、未公開株の買取りを行うとしていたもの。 代表者等の氏名は「不明」。 所在地は勧誘を受けた者からの聞き取りによるものであり、平成25年6月14日付で警告書を発出した「株式会社ブロード」と同一である。","violation_summary_en":"Sent solicitation materials and claimed to purchase unlisted shares. The name of the representative is unknown. The location was obtained from the person solicited and is the same as that of Kabushiki Kaisha Broad, which issued a warning letter on June 14, 2013.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":0,"method":"candidate_set_incomplete","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-puraimu-20130701"},{"id":"2a5b99d6-603c-4700-9eaf-7931912f7e5e","company_name":"株式会社メディカルプライム","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2010-04-01","announcement_date":"2010-04-01","violation_summary":"無登録で金融商品取引業を行っているとして警告書が発出された者として公表。","violation_summary_en":"Public notice issued for engaging in financial instruments business without registration.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-medeikarupuraimu-20100401"}],"meta":{"query":"（株）プライム","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":6,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":1,"reset_at":"2026-08-21T02:06:48.378Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":42,"reset_at":"2026-08-22T02:05:48.378Z"}}}