{"data":[{"id":"93723219-c5f7-480f-b95a-2e367d88f439","company_name":"IS6 Technologies Ltd","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2026-07-01","announcement_date":"2026-07-01","violation_summary":"インターネットを通じて、店頭デリバティブ取引の勧誘を行っていたもの 当該業者が提供するサービスの名称は「IS6FX」であり、令和3年12月に警告した「TEC Solution.Ltd.」が提供していたサービスの名称と同一である。 なお、当該業者との関係性は不明であるが、警告している以下の業者については所在地が同様もしくは酷似している。 ①と所在地が同様もしくは酷似している。 ・「Blue Dragon LLC」(令和7年1月29日付で警告) ・「JDR Securities Limited(令和7年1月29日付で警告) ・「AxiTrader Limited」(令和6年1月24日付で警告) ・「Rupex Limited」(令和5年10月25日付で警告) ・「TEC Solution.Ltd」(令和3年12月22日付で警告) ②と所在地が同様もしくは酷似している。 ・「Capital Crest Ltd（キャピタルクレスト株式会社）」（令和8年7月22日付で警告） ・「Dynamix Ltd（ダイナミックス株式会社）」（令和8年2月25日付で警告） ・「Profit Pulse Ltd」（令和8年1月29日付で警告） ・「Bullfxo Ltd」（令和7年12月19日付で警告） ・「WM Markets Ltd」（令和7年11月27日付で警告） ・「Trade Tide Ltd」(令和7年8月28日付で警告) ・「Proxtrend Ltd」(令和7年6月20日付で警告) ・「Zenith Markets PLC」(令和7年6月20日付で警告) ・「DAM Group Ltd」(令和7年5月28日付で警告) ・「Fxonet Ltd」(令和7年3月26日付で警告) ・「Nakito SA」(令和7年3月26日付で警告) ・「Swift Trader Ltd」(令和6年12月26日付で警告) ・「ロバートソン・ファイナンス(Robertson Finance Inc.)」 (令和6年10月25日付で警告) ・「DataWave Tech Ltd」(令和6年7月24日付で警告)","violation_summary_en":"The Financial Services Agency issued a warning to IS6 Technologies Ltd for soliciting over the internet for over-the-counter derivative transactions under the service name [IS6FX], which is identical to a service previously warned against by TEC Solution Ltd. in December 2021. Several other companies with similar or identical addresses have also been warned for similar activities.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-is6technologiesltd-20260701"},{"id":"d1e10bbe-9c36-4876-b16e-56708f893bb4","company_name":"不明（Schonfeld Strategic Advisors Japan Pte.Ltd.の商号等を詐称）","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2026-05-01","announcement_date":"2026-05-01","violation_summary":"SNS上で金融商品取引業を行う旨を表示したもの 当該業者は、SNS上で「有価証券の募集の取扱いを行う」旨の表示をしていた。 また、当該業者は、SNS及びアプリ上で「SSAJ」と表示し、SNS上で「登録番号 関東財務局長（金商）第3253号」、「会社の名称 SCHONFELD STRATEGIC ADVISORS JAPAN株式会社 」、「事業の種別 金融商品取引業」などと記載した「金融商品取引業者許可書」などと記載した「金融商品取引業者許可書」を表示し、登録を受けた金融商品取引業者の商号や財務局の登録番号を詐称していた。","violation_summary_en":"A company displayed on social media that it conducts financial instruments business and claimed to handle securities offerings. The company also displayed a license indicating it is registered as a financial instruments business operator, with a registration number and company name, but it falsely claimed to be registered and used a registration number and company name that were not genuine.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-bu-ming-schonfeldstrategicadvisorsjapanpteltdnoshang-hao-deng-wozha-cheng-20260501"},{"id":"c7e290e8-2417-4d73-a4ef-5f2175048974","company_name":"Rising（株）","company_name_en":null,"corporate_number":null,"authority":"福岡労働局","authorities":["福岡労働局"],"authority_count":1,"action_types":["送検・公表"],"regional_record_count":1,"source_document_count":1,"law_name":"最低賃金法","action_type":"送検・公表","action_date":"2026-03-24","announcement_date":"2026-03-24","violation_summary":"違法な時間外労働を行わせたもの 労働者2名に、1か月分の定期賃金合計47 万円を支払わなかったもの 約4か月の休業を要する労働災害につい","violation_summary_en":"Rising Corporation was prosecuted and publicly announced for violations of the Minimum Wage Act and the Industrial Safety and Health Act, related to illegal overtime work and unpaid wages.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"extracted_japanese_name","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"machine_reviewed","source_url":"https://www.mhlw.go.jp/content/001697048.pdf","url":"https://regbase.jp/enforcement/saitei-chinginho-rising-20260324"},{"id":"28e0d22f-136a-4957-8e50-8b119f816765","company_name":"Suisonia（株）","company_name_en":null,"corporate_number":null,"authority":"福岡労働局","authorities":["福岡労働局"],"authority_count":1,"action_types":["送検・公表"],"regional_record_count":1,"source_document_count":1,"law_name":"最低賃金法","action_type":"送検・公表","action_date":"2026-03-12","announcement_date":"2026-03-12","violation_summary":"区 命のための措置を講じなかったもの 労働者5名に、1か月分の定期賃金合計約 幡西区 187万円を支払わなかったもの 墜落による労働者の危険を防止するための 福岡県福岡市博多","violation_summary_en":"Failure to take measures for safety and not paying approximately 1.87 million yen in regular wages for one month to five workers in Hatanishi Ward, Fukuoka City, Fukuoka Prefecture, to prevent the danger of falls.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"extracted_japanese_name","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"machine_reviewed","source_url":"https://www.mhlw.go.jp/content/001697048.pdf","url":"https://regbase.jp/enforcement/saitei-chinginho-suisonia-20260312"},{"id":"1540a3d3-4ff2-43fd-9dda-78419dce3693","company_name":"（株）Keishin","company_name_en":null,"corporate_number":null,"authority":"和歌山労働局","authorities":["和歌山労働局"],"authority_count":1,"action_types":["送検・公表"],"regional_record_count":1,"source_document_count":3,"law_name":"労働安全衛生法","action_type":"送検・公表","action_date":"2026-03-03","announcement_date":"2026-03-03","violation_summary":"高さ約3mの受水槽上部で、要求性能墜落 制止用器具を使用させる等墜落防止措置を 区 講じることなく労働者に作業を行わせたも の 労働者6名に、7か月間の定期賃金合計約","violation_summary_en":"Workers were allowed to perform tasks at the top of a water tank approximately 3 meters high without implementing fall prevention measures such as using fall arrest equipment, resulting in six workers receiving a total of about seven months' worth of regular wages.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":25,"method":"multiple_strict_name_candidates","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.mhlw.go.jp/content/001697048.pdf","url":"https://regbase.jp/enforcement/roudou-anzen-eiseiho-keishin-20260303"},{"id":"5894da30-d95a-4f05-a359-34363f6c88ef","company_name":"不明（Laurel Advisory Sàrlの商号等を詐称）","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2026-03-01","announcement_date":"2026-03-01","violation_summary":"ウェブサイト上に金融商品取引業を行う旨を表示したもの 当該業者は、当該業者のウェブサイト上で「Laurel Advisory Sàrl」、「関東財務局長（金商）第3361号」と表示し、登録を受けた金融商品取引業者の商号等を詐称していた。","violation_summary_en":"The entity displayed on its website that it conducts financial instruments business, falsely claiming to be registered as Laurel Advisory Sàrl with registration number Kanto Finance Bureau Director (Kinsho) No. 3361, thereby misrepresenting the name of a registered financial instruments business operator.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-bu-ming-laureladvisorysarlnoshang-hao-deng-wozha-cheng-20260301"},{"id":"e91fe6d9-e301-4767-8615-ca20491265b7","company_name":"株式会社KIS&ecology","company_name_en":null,"corporate_number":null,"authority":"消費者庁","authorities":["消費者庁"],"authority_count":1,"action_types":["業務停止命令"],"regional_record_count":1,"source_document_count":1,"law_name":"特定商取引法","action_type":"業務停止命令","action_date":"2026-02-18","announcement_date":"2026-03-08","violation_summary":"東北経済産業局は、食器、植木鉢等の不要品のほか、貴金属、アクセサリー、宝石等を購入する訪問購入業者である株式会社KIS&ecology(本店所在地:仙台市若林区)(以下「KIS&ecology」といいます。)に対し、令和8年2月17日、特定商取引に関する法律(昭和51年法律第57号。以下「特定商取引法」といいます。)第58条の13第1項の規定に基づき、令和8年2月18日から令和8年8月17日までの6か月間、訪問購入に関する業務の一部(勧誘、申込受付及び契約締結)を停止するよう命じました。","violation_summary_en":"The Tohoku Bureau of Economy, Trade and Industry ordered KIS&ecology, a door-to-door purchasing company that buys unwanted items such as tableware, flowerpots, precious metals, accessories, and gemstones, to suspend part of its operations related to door-to-door purchasing (solicitation, acceptance of applications, and contract conclusion) for six months from February 18 to August 17, Reiwa 8, based on Article 58-13, Paragraph 1 of the Act on Specified Commercial Transactions.","penalty_amount":null,"is_verified":false,"record_verified":false,"entity_match":{"status":"unresolved","confidence":85,"method":"nta_strict_name_nationally_unique","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"unreviewed","source_url":"https://www.caa.go.jp/notice/entry/045148/","url":"https://regbase.jp/enforcement/tokushoho-kisecology-20260218"},{"id":"cd23bd40-490e-4724-8ca0-8351ace56221","company_name":"KISHIMAN（株）","company_name_en":null,"corporate_number":null,"authority":"静岡労働局","authorities":["静岡労働局"],"authority_count":1,"action_types":["送検・公表"],"regional_record_count":1,"source_document_count":2,"law_name":"労働安全衛生法","action_type":"送検・公表","action_date":"2026-01-14","announcement_date":"2026-01-14","violation_summary":"倒の合図を行わせなかったもの フォークリフトを主たる用途以外の用途に 使用させたもの 約1か月の休業を要する労働災害が発生し 静岡県榛原郡吉田","violation_summary_en":"Failure to give signals for倒 (falling) and using forklifts for purposes other than their main use resulted in a work-related accident that required approximately one month of leave in Yoshida, Haibara District, Shizuoka Prefecture.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":92,"method":"nta_strict_name_municipality_supported","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.mhlw.go.jp/content/001697048.pdf","url":"https://regbase.jp/enforcement/roudou-anzen-eiseiho-kishiman-20260114"},{"id":"ee030149-641f-4667-9fd7-301b2066fe6f","company_name":"不明（高速取引行為者Issar Limitedの商号等を詐称）","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2025-11-01","announcement_date":"2025-11-01","violation_summary":"ウェブサイト上に金融商品取引業を行う旨を表示したもの 当該業者は、当該業者のウェブサイト上で、「Issar Limited」、「福岡財務支局長（金商）第100号」、「一般社団法人日本投資顧問業協会 会員番号：102-00121」と表示し、登録を受けた高速取引行為者の商号や財務局の登録番号等を詐称していた。","violation_summary_en":"The operator displayed on their website that they conduct financial instruments business, falsely claiming to be registered as a high-frequency trading operator with the name 'Issar Limited', registration number 'Fukuoka Finance Bureau Director (Kinsho) No. 100', and membership number '102-00121' with the Japan Investment Advisers Association, thereby misrepresenting their registration details.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-bu-ming-gao-su-qu-yin-xing-wei-zhe-issarlimitednoshang-hao-deng-wozha-cheng-20251101"},{"id":"a33b90a6-7df8-4c71-aa14-96703732ba72","company_name":"株式会社ISEO","company_name_en":null,"corporate_number":"7490001009217","authority":"高知労働局","authorities":["高知労働局"],"authority_count":1,"action_types":["雇用調整助成金不正受給公表"],"regional_record_count":1,"source_document_count":1,"law_name":"雇用関係助成金","action_type":"雇用調整助成金不正受給公表","action_date":"2024-09-12","announcement_date":"2024-09-12","violation_summary":"申請どおりの休業の実施や休業手当の支払いをしていないにもかかわらず、虚偽の申請書を作成し、当該助成金を不正に申請受給した","violation_summary_en":null,"penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"confirmed","confidence":98,"method":"nta_strict_name_full_historical_address","notes":"国税庁法人番号データとの独立照合で対象法人を確認しました（nta_strict_name_full_historical_address）。"},"human_review_status":"machine_reviewed","source_url":"https://jsite.mhlw.go.jp/kochi-roudoukyoku/content/contents/002645651.pdf","url":"https://regbase.jp/enforcement/subsidy-fraud-iseo-20240912-261028e7"}],"meta":{"query":"株式会社is","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":10,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":9,"reset_at":"2026-08-06T08:25:00.857Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":289,"reset_at":"2026-08-07T08:24:00.857Z"}}}