{"data":[{"id":"59f29ae9-ce1c-4a64-987d-7b469271b35a","company_name":"株式会社gumi","company_name_en":null,"corporate_number":null,"authority":"金融庁","authorities":["金融庁"],"authority_count":1,"action_types":["課徴金納付命令"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"課徴金納付命令","action_date":"2022-02-17","announcement_date":"2026-03-12","violation_summary":"証券取引等監視委員会から（株）gumi株式に係る相場操縦の検査結果に基づく課徴金納付命令の勧告を受け、審判手続開始の決定を行ったところ、被審人から課徴金に係る金融商品取引法第178条第1項第14号に掲げる事実及び納付すべき課徴金の額を認める旨の答弁書の提出があり、金商法第185条の6の規定に基づき、課徴金の納付を命ずる旨の決定案が提出されたことから、決定を行った。","violation_summary_en":"The Securities and Exchange Surveillance Commission recommended a payment order for a surcharge based on the results of an inspection into market manipulation related to Gumi Inc. Following the decision to initiate a trial procedure, the respondent submitted a statement acknowledging the facts listed in Article 178, Paragraph 1, Item 14 of the Financial Instruments and Exchange Act and the amount of surcharge to be paid. Based on the provisions of Article 185-6 of the Financial Instruments and Exchange Act, a draft decision ordering the payment of the surcharge was submitted, and a decision was made.","penalty_amount":19480000,"is_verified":false,"record_verified":false,"entity_match":{"status":"unresolved","confidence":85,"method":"nta_strict_name_nationally_unique","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"unreviewed","source_url":"https://www.fsa.go.jp/news/r3/shouken/20211217.html","url":"https://regbase.jp/enforcement/kinshoho-gumi-20220217"}],"meta":{"query":"株式会社gumi","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":1,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":8,"reset_at":"2026-08-19T00:31:54.755Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":166,"reset_at":"2026-08-20T00:30:54.755Z"}}}