{"data":[{"id":"1bef298c-ca82-4f14-b8ac-0111e6aafdc3","company_name":"株式会社BANK INNOVATION","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2026-03-01","announcement_date":"2026-03-01","violation_summary":"外国の法令に基づく集団投資スキーム持分の募集又は私募の取扱い及び投資一任契約の締結の媒介を行っていたもの （※）当該業者は、証券取引等監視委員会において、令和8年3月31日、裁判所への金融商品取引法違反行為（無登録で、同法第2条第2項第5号又は第6号に掲げる権利について、募集又は私募の取扱い及び投資一任契約の締結の媒介を業として行うこと）の禁止及び停止を命ずるよう申立てを行った被申立人である。","violation_summary_en":"The respondent engaged in soliciting or handling private placements of interests in a foreign collective investment scheme and mediating the conclusion of investment discretionary contracts. The Financial Services Agency filed a petition on March 31, 2026, to prohibit and suspend the respondent's activities for violating the Financial Instruments and Exchange Act by conducting unregistered solicitation and mediation of rights specified under Article 2, Paragraph 2, Items 5 and 6 of the Act.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":88,"method":"nta_historical_strict_name_nationally_unique","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-bankinnovation-20260301"}],"meta":{"query":"株式会社BANK INNOVATION","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":1,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":8,"reset_at":"2026-08-14T13:34:45.559Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":181,"reset_at":"2026-08-15T13:33:45.559Z"}}}