{"data":[{"id":"1bef298c-ca82-4f14-b8ac-0111e6aafdc3","company_name":"株式会社BANK INNOVATION","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2026-03-01","announcement_date":"2026-03-01","violation_summary":"外国の法令に基づく集団投資スキーム持分の募集又は私募の取扱い及び投資一任契約の締結の媒介を行っていたもの （※）当該業者は、証券取引等監視委員会において、令和8年3月31日、裁判所への金融商品取引法違反行為（無登録で、同法第2条第2項第5号又は第6号に掲げる権利について、募集又は私募の取扱い及び投資一任契約の締結の媒介を業として行うこと）の禁止及び停止を命ずるよう申立てを行った被申立人である。","violation_summary_en":"The respondent engaged in soliciting or handling private placements of interests in a foreign collective investment scheme and mediating the conclusion of investment discretionary contracts. The Financial Services Agency filed a petition on March 31, 2026, to prohibit and suspend the respondent's activities for violating the Financial Instruments and Exchange Act by conducting unregistered solicitation and mediation of rights specified under Article 2, Paragraph 2, Items 5 and 6 of the Act.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":88,"method":"nta_historical_strict_name_nationally_unique","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-bankinnovation-20260301"},{"id":"0397ca40-090a-4aee-8395-fadd3a1c89c9","company_name":"（株）Innovation","company_name_en":null,"corporate_number":null,"authority":"茨城労働局","authorities":["茨城労働局"],"authority_count":1,"action_types":["送検・公表"],"regional_record_count":1,"source_document_count":4,"law_name":"労働安全衛生法","action_type":"送検・公表","action_date":"2025-07-02","announcement_date":"2025-07-02","violation_summary":"波大学附属病院 80時間を超える違法な時間外及び休日労働 を行わせたこと。 高さ約7mのスレート及びFRP製でふかれ た屋根の上で踏み抜き防止措置を講じるこ System となく労働者に作業を行わせたもの スクリューコンベヤーの回転軸に覆い等を","violation_summary_en":"The University Hospital of Nami conducted illegal overtime and holiday work exceeding 80 hours. They also allowed workers to perform tasks on a roof approximately 7 meters high made of slate and FRP without fall prevention measures, and failed to cover the rotating shaft of a screw conveyor.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":92,"method":"nta_strict_name_municipality_supported","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.mhlw.go.jp/content/001697048.pdf","url":"https://regbase.jp/enforcement/roudou-anzen-eiseiho-innovation-20250702"},{"id":"4e1608a7-a526-4cc9-a96b-d9e414400003","company_name":"株式会社Ｉｎｎｏｖａｔｉｏｎ","company_name_en":null,"corporate_number":null,"authority":"兵庫県","authorities":["兵庫県"],"authority_count":1,"action_types":["許可取消"],"regional_record_count":1,"source_document_count":1,"law_name":"建設業法","action_type":"許可取消","action_date":"2024-11-05","announcement_date":"2026-04-25","violation_summary":"株式会社Ｉｎｎｏｖａｔｉｏｎの代表取締役が、刑法第204条傷害罪により罰金の刑に処せられ、令和2年11月10日にその刑の執行が終了した。このことは、建設業法第8条第8号（欠格要件）に該当するものであるが、同社は同法第11条第5項に基づく届出を行わず、また、令和4年11月19日期限の建設業許可の更新申請に当たり、欠格要件に該当しないと偽って更新の許可を受けた。このことは、同法第29条第１項第７号に該当する。","violation_summary_en":"The representative director of Innovation Corporation was sentenced to a fine for injury under Article 204 of the Penal Code, and the sentence was completed on November 10, 2020. This constitutes grounds for disqualification under Item 8 of Article 8 of the Construction Business Act. However, the company did not submit the required notification under Article 11, Paragraph 5 of the Act, and during the renewal application for the construction business license due by November 19, 2022, falsely claimed that it did not meet disqualification criteria to obtain renewal approval. This constitutes a violation of Item 7 of Paragraph 1 of Article 29 of the same Act.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":95,"method":"nta_strict_name_non_head_office_address_supported","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.mlit.go.jp/nega-inf/cgi-bin/search.cgi?jigyoubunya=kensetugyousya&EID=search&no=1566","url":"https://regbase.jp/enforcement/kensetsu-gyoho-innovation-20241105"},{"id":"b3a03bf5-9f97-4d7a-9afa-137d8f314ef1","company_name":"株式会社MYinnovation","company_name_en":null,"corporate_number":null,"authority":"徳島労働局","authorities":["徳島労働局"],"authority_count":1,"action_types":["雇用調整助成金不正受給公表"],"regional_record_count":2,"source_document_count":2,"law_name":"雇用関係助成金","action_type":"雇用調整助成金不正受給公表","action_date":"2023-07-05","announcement_date":"2023-07-05","violation_summary":"休業手当を実際の額よりも過大に支払ったとする虚偽の申請書類を作成し、当該助成金を不正に受給したもの。休業手当を実際の額よりも過大に支払ったとする虚偽の申請書類を作成し、当該助成金を不正に受給したもの。","violation_summary_en":"The company MYinnovation was found to have submitted false documents claiming to have paid excessive leave allowances, resulting in the unlawful receipt of employment adjustment subsidies from the Tokushima Labour Bureau. The amount involved was 11,090,027 yen, and the misconduct was identified on July 5, 2023.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":92,"method":"nta_strict_name_municipality_supported","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://jsite.mhlw.go.jp/tokushima-roudoukyoku/content/contents/002601820.pdf","url":"https://regbase.jp/enforcement/subsidy-fraud-myinnovation-20230630-edd411e8"},{"id":"b95707cd-1e72-40a0-b017-95730405442f","company_name":"株式会社MYinnovation","company_name_en":null,"corporate_number":null,"authority":"徳島労働局","authorities":["徳島労働局"],"authority_count":1,"action_types":["緊急雇用安定助成金不正受給公表"],"regional_record_count":2,"source_document_count":1,"law_name":"雇用関係助成金","action_type":"緊急雇用安定助成金不正受給公表","action_date":"2023-07-05","announcement_date":"2023-07-05","violation_summary":"休業手当を実際の額よりも過大に支払ったとする虚偽の申請書類を作成し、当該助成金を不正に受給したもの。についても全日休業したとする虚偽の申請書類を作成し、当該助成金を不正に受給したため。","violation_summary_en":"The company MYinnovation was found to have submitted false application documents claiming full-day closures and inflated leave payments, resulting in the unlawful receipt of approximately 3.87 million yen in emergency employment stability subsidies from the Tokushima Labour Bureau.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":92,"method":"nta_strict_name_municipality_supported","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://jsite.mhlw.go.jp/tokushima-roudoukyoku/content/contents/002668122.pdf","url":"https://regbase.jp/enforcement/subsidy-fraud-myinnovation-20230630-e6a8c331"},{"id":"8926c37a-f8e2-433b-980f-2b2415b51412","company_name":"株式会社ｉｎｎｏｖａｔｉｏｎ","company_name_en":null,"corporate_number":"1120101054667","authority":"大阪府","authorities":["大阪府"],"authority_count":1,"action_types":["許可取消"],"regional_record_count":1,"source_document_count":1,"law_name":"建設業法","action_type":"許可取消","action_date":"2021-09-17","announcement_date":"2026-04-25","violation_summary":"建設業法等の一部を改正する法律（平成26年法律第55号）による解体工事業の新設に伴い設けられていた同法施行前のとび・土工工事業の技術者に対して令和３年６月30日までに限り解体工事業の技術者とみなすこととする経過措置が終了したため、同日を経過した時点において建設業法第７条第２号に掲げる基準を満たさなくなった。","violation_summary_en":"The Osaka Prefectural Government revoked the construction business license of株式会社innovation on September 17, 2021, due to the expiration of transitional measures that allowed certain demolition technicians to be considered qualified under the Construction Business Act. The company no longer meets the standards specified in Article 7, Paragraph 2 of the Act.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"confirmed","confidence":100,"method":"source_corporate_number_nta_current_name","notes":"国税庁法人番号データとの独立照合で対象法人を確認しました（source_corporate_number_nta_current_name）。"},"human_review_status":"machine_reviewed","source_url":"https://www.mlit.go.jp/nega-inf/cgi-bin/search.cgi?jigyoubunya=kensetugyousya&EID=search&no=293","url":"https://regbase.jp/enforcement/kensetsu-gyoho-innovation-20210917"}],"meta":{"query":"株式会社Ｉｎｎｏｖａｔｉｏｎ","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":6,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":3,"reset_at":"2026-08-10T12:33:08.754Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":243,"reset_at":"2026-08-11T12:32:08.754Z"}}}