{"data":[{"id":"432fed7f-f5a0-42dd-bca2-5bc47e83c6af","company_name":"株式会社Ｇ＆Ｄアドヴァイザーズ","company_name_en":null,"corporate_number":null,"authority":"証券取引等監視委員会","authorities":["証券取引等監視委員会"],"authority_count":1,"action_types":["勧告"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"勧告","action_date":"2025-04-11","announcement_date":"2026-03-12","violation_summary":"関東財務局長が株式会社Ｇ＆Ｄアドヴァイザーズ（東京都千代田区、法人番号2011001053827、代表取締役　中村 康之、資本金600万円、常勤役職員７名、投資助言・代理業）を検査した結果、当該金融商品取引業者に係る問題が認められたので、本日、証券取引等監視委員会は、内閣総理大臣及び金融庁長官に対して、金融庁設置法第20条第１項の規定に基づき、行政処分を行うよう勧告した。","violation_summary_en":"The Kanto Financial Bureau conducted an inspection of G&D Advisors Inc., a financial instruments business operator, and found issues related to the conduct of the business. On the same day, the Securities and Exchange Surveillance Commission recommended that the Prime Minister and the Financial Services Agency Commissioner take administrative action pursuant to Article 20, Paragraph 1 of the Financial Instruments and Exchange Act.","penalty_amount":null,"is_verified":false,"record_verified":false,"entity_match":{"status":"unresolved","confidence":85,"method":"nta_strict_name_nationally_unique","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"unreviewed","source_url":"https://www.fsa.go.jp/sesc/news/c_2025/2025/20250411-1.html","url":"https://regbase.jp/enforcement/kinshoho-gdadovuaizazu-20250411"}],"meta":{"query":"株式会社Ｇ＆Ｄアドヴァイザーズ","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":1,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":1,"reset_at":"2026-08-05T18:02:57.616Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":281,"reset_at":"2026-08-06T18:01:57.616Z"}}}