{"data":[{"id":"0f882bfc-1178-4c3b-a3e5-b71a1c27e6a9","company_name":"株式会社日興商事 代表取締役 A","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2013-12-01","announcement_date":"2013-12-01","violation_summary":"勧誘資料等を送付したうえで、未公開株等の買取りを行うとしていたもの。 当該業者から「不良債権売却・返還請求のご案内」と題した葉書が送られ、その後、電話において未公開株の買取りを行うとの勧誘を受けたとの情報が寄せられている。 勧誘資料には、「加盟 証券取引等監視委員会」と記載し、また、財務局の登録番号に類似した「金商 財務支局 11号」を騙っていた。 勧誘資料は、同日付で警告書を発出した「株式会社三田コンサルタント」と類似している。","violation_summary_en":"A company sent solicitation materials claiming to buy unlisted stocks and similar securities, and subsequently contacted a customer by phone for further solicitation. The materials falsely stated affiliation with the Securities and Exchange Surveillance Commission and used a registration number similar to that of the Financial Bureau. The materials were similar to those of Mita Consulting Co., Ltd., which had been issued a warning on the same day.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-ri-xing-shang-shi-dai-biao-qu-di-yi-a-20131201"}],"meta":{"query":"株式会社日興商事 代表取締役 A","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":1,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":9,"reset_at":"2026-08-14T22:27:06.517Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":260,"reset_at":"2026-08-15T22:26:06.517Z"}}}