{"data":[{"id":"8bf43457-984e-43ed-9359-98d7207a6816","company_name":"株式会社三田コンサルタント 代表取締役 A","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2013-12-01","announcement_date":"2013-12-01","violation_summary":"勧誘資料等を送付したうえで、未公開株等の買取りを行うとしていたもの。 当該業者から「不良債権売却・返還請求のご案内」と題した葉書が送られ、その後、電話において未公開株の買取りを行うとの勧誘を受けたとの情報が寄せられている。 勧誘資料には、「加盟 証券取引等監視委員会」と記載している。 勧誘資料は、同日付で警告書を発出した「株式会社日興商事」と類似している。","violation_summary_en":"A company sent solicitation materials claiming to buy unlisted stocks and similar securities, including a postcard titled 'Sale of Non-performing Loans and Refund Requests' and making phone calls to solicit stock purchases. The materials referenced the Securities and Exchange Surveillance Commission and resembled those of Nikko Trading Co., Ltd., which had been issued a warning on the same day.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-san-tian-konsarutantodai-biao-qu-di-yi-a-20131201"}],"meta":{"query":"株式会社三田コンサルタント 代表取締役 A","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":1,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":8,"reset_at":"2026-08-14T22:27:39.421Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":259,"reset_at":"2026-08-15T22:26:39.421Z"}}}