{"data":[{"id":"acf4e020-9730-4c3b-b23d-e77467db989a","company_name":"株式会社セントラル証券 代表取締役 A ※備考欄のとおり、登録を受けた金融商品取引業者に類似した名称を使用していたもの。","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2013-12-01","announcement_date":"2013-12-01","violation_summary":"勧誘資料等を送付したうえで、未公開株等の買取りを行うとしていたもの。 登録を受けた金融商品取引業者の商号である「セントラル東短証券株式会社」と類似した名称を騙っていた。 名称に「証券」という文字を使用しているが、金融商品取引法上の登録を受けた証券会社ではない。","violation_summary_en":"Sent solicitation materials claiming to purchase unlisted stocks, using a name similar to registered financial instruments business operator [Central Tohatsu Securities Co., Ltd.]. Although the name includes the character [Securities], it is not a registered securities company under the Financial Instruments and Exchange Act.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-sentoraruzheng-quan-dai-biao-qu-di-yi-abei-kao-lan-notoorideng-lu-woshou-ketajin-20131201"}],"meta":{"query":"株式会社セントラル証券 代表取締役 A ※備考欄のとおり、登録を受けた金融商品取引業者に類似した名称を使用していたもの。","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":1,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":7,"reset_at":"2026-08-14T22:30:43.327Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":250,"reset_at":"2026-08-15T22:29:43.327Z"}}}