{"data":[{"id":"43fab7f8-f048-46d2-846a-513502d73786","company_name":"株式会社ストリームメディアコーポレーション","company_name_en":null,"corporate_number":null,"authority":"金融庁","authorities":["金融庁"],"authority_count":1,"action_types":["課徴金納付命令"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"課徴金納付命令","action_date":"2024-10-28","announcement_date":"2026-03-13","violation_summary":"証券取引等監視委員会から（株）ストリームメディアコーポレーションとの契約締結交渉者の社員による情報伝達の検査結果に基づく課徴金納付命令の勧告を受け、令和６年６月21日に審判手続開始の決定（令和６年度(判)第10号金融商品取引法違反審判事件）を行ったところ、被審人から課徴金に係る金融商品取引法（以下「金商法」といいます。）第178条第１項第17号に掲げる事実及び納付すべき課徴金の額を認める旨の答弁書の提出があり、これを受けた審判官から金商法第185条の６の規定に基づき、課徴金の納付を命ずる旨の決定案が提出されたことから、以下のとおり決定を行いました。","violation_summary_en":"On June 21, 2024, a decision was made to commence a trial procedure (Case No. 10 of the 2024 fiscal year, violation of the Financial Instruments and Exchange Act) following a recommendation from the Financial Instruments and Exchange Commission to impose a surcharge based on the results of an inspection of an employee involved in contract negotiations with Stream Media Corporation. The respondent submitted a statement acknowledging the facts listed in Article 178, Paragraph 1, Item 17 of the Financial Instruments and Exchange Act (hereinafter referred to as the 'Financial Instruments and Exchange Act') and the amount of surcharge payable. Based on this, a draft decision to order the payment of the surcharge was submitted by the trial judge pursuant to Article 185-6 of the Financial Instruments and Exchange Act, leading to the following decision.","penalty_amount":4560000,"is_verified":false,"record_verified":false,"entity_match":{"status":"unresolved","confidence":60,"method":"extracted_japanese_name","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"unreviewed","source_url":"https://www.fsa.go.jp/news/r6/shouken/20240828-1.html","url":"https://regbase.jp/enforcement/kinshoho-sutorimumedeiakoporesiyon-20241028"},{"id":"54ff4a03-5234-4e7f-9017-d88898f2f7eb","company_name":"株式会社ストリームメディアコーポレーション","company_name_en":null,"corporate_number":null,"authority":"金融庁","authorities":["金融庁"],"authority_count":1,"action_types":["課徴金納付命令"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"課徴金納付命令","action_date":"2024-10-10","announcement_date":"2026-03-13","violation_summary":"課徴金納付命令について、令和６年８月27日に決定した課徴金納付命令について、令和６年10月９日、下記のとおり更正決定（PDF：88KB)を行いました。","violation_summary_en":"Regarding the order to pay the surcharge, a correction decision was made on October 9, 2024, for the surcharge payment order decided on August 27, 2024 (PDF: 88KB).","penalty_amount":null,"is_verified":false,"record_verified":false,"entity_match":{"status":"unresolved","confidence":60,"method":"extracted_japanese_name","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"unreviewed","source_url":"https://www.fsa.go.jp/news/r6/shouken/20241010.html","url":"https://regbase.jp/enforcement/kinshoho-sutorimumedeiakoporesiyon-20241010"},{"id":"831e2fca-5b2d-4811-b930-ff2e6b9d2b9e","company_name":"株式会社ストリームメディアコーポレーション","company_name_en":null,"corporate_number":null,"authority":"金融庁","authorities":["金融庁"],"authority_count":1,"action_types":["課徴金納付命令"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"課徴金納付命令","action_date":"2024-04-28","announcement_date":"2026-03-14","violation_summary":"証券取引等監視委員会から（株）ストリームメディアコーポレーションとの契約締結交渉者の社員から伝達を受けた者による内部者取引の検査結果に基づく課徴金納付命令の勧告を受け、令和６年６月21日に審判手続開始の決定（令和６年度(判)第９号金融商品取引法違反審判事件）を行い、今般、審判官から金融商品取引法第185条の６の規定に基づき、課徴金の納付を命ずる旨の決定案が提出されたことから、以下のとおり決定を行いました。","violation_summary_en":"Based on the results of an investigation into insider trading by an employee who received information from a negotiator involved in contract negotiations with Stream Media Corporation, the Securities and Exchange Surveillance Commission recommended a surcharge payment order. On June 21, 2024, a decision was made to initiate a trial procedure (Reiwa 6 Year (Han) No. 9 Financial Instruments and Exchange Act Violation Trial Case). Subsequently, a draft decision was submitted by the judge to order the payment of the surcharge pursuant to Article 185-6 of the Financial Instruments and Exchange Act. The decision was made as described below.","penalty_amount":9120000,"is_verified":false,"record_verified":false,"entity_match":{"status":"unresolved","confidence":60,"method":"extracted_japanese_name","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"unreviewed","source_url":"https://www.fsa.go.jp/news/r6/shouken/20250226.html","url":"https://regbase.jp/enforcement/kinshoho-sutorimumedeiakoporesiyon-20240428"}],"meta":{"query":"株式会社ストリームメディアコーポレーション","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":3,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":5,"reset_at":"2026-08-21T08:26:57.251Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":69,"reset_at":"2026-08-22T08:25:57.251Z"}}}