{"data":[{"id":"021fd2d3-caf0-4ebd-9b64-10bd4254bb78","company_name":"株式会社エスコンアセットマネジメント","company_name_en":null,"corporate_number":null,"authority":"証券取引等監視委員会","authorities":["証券取引等監視委員会"],"authority_count":1,"action_types":["勧告"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"勧告","action_date":"2022-06-17","announcement_date":"2026-03-12","violation_summary":"当社の親会社である株式会社日本エスコンからの取得となる不動産の鑑定評価を依頼するに際し、適切な利益相反管理の観点から問題となる、不動産鑑定業者の独立性を損なう不適切な働きかけを行い、また、不適切な不動産鑑定業者選定プロセスをとっていた。","violation_summary_en":"When requesting real estate appraisal evaluations from a real estate appraisal company obtained through the company's parent company, Nippon Escon Co., Ltd., the company engaged in inappropriate efforts that compromised the independence of the appraisal company from the perspective of proper conflict of interest management. Additionally, the company employed an inappropriate process for selecting the real estate appraisal company.","penalty_amount":null,"is_verified":false,"record_verified":false,"entity_match":{"status":"unresolved","confidence":85,"method":"nta_strict_name_nationally_unique","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"unreviewed","source_url":"https://www.fsa.go.jp/sesc/news/c_2022/2022/20220617-4.html","url":"https://regbase.jp/enforcement/kinshoho-esukonasetutomanezimento-20220617"}],"meta":{"query":"株式会社エスコンアセットマネジメント","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":1,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":9,"reset_at":"2026-08-18T22:53:17.342Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":267,"reset_at":"2026-08-19T22:52:17.342Z"}}}