{"data":[{"id":"e55a5bef-1c11-40e1-8c3a-22b4bff0fd1a","company_name":"株式会社アマナ","company_name_en":null,"corporate_number":null,"authority":"金融庁","authorities":["金融庁"],"authority_count":1,"action_types":["課徴金納付命令"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"課徴金納付命令","action_date":"2024-04-09","announcement_date":"2026-03-13","violation_summary":"有価証券報告書等の虚偽記載に対する課徴金納付命令の決定について","violation_summary_en":"Decision on payment order of surcharge for false statements in securities reports, etc.","penalty_amount":38000000,"is_verified":false,"record_verified":false,"entity_match":{"status":"unresolved","confidence":60,"method":"extracted_japanese_name","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"unreviewed","source_url":"https://www.fsa.go.jp/news/r5/shouken/20240208.html","url":"https://regbase.jp/enforcement/kinshoho-amana-20240409"},{"id":"6d5f3891-309b-4795-a4f2-0ead00875fe2","company_name":"株式会社アマナ","company_name_en":null,"corporate_number":null,"authority":"金融庁","authorities":["金融庁"],"authority_count":1,"action_types":["課徴金納付命令"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"課徴金納付命令","action_date":"2023-11-07","announcement_date":"2026-03-13","violation_summary":"（株）アマナにおける有価証券報告書等の虚偽記載の検査結果に基づく課徴金納付命令の勧告を受け、審判手続開始の決定を行ったところ、被審人から課徴金に係る金融商品取引法第178条第１項第４号に掲げる事実及び納付すべき課徴金の額を認める旨の答弁書の提出があり、これを受けた審判官から金商法第185条の6の規定に基づき、課徴金の納付を命ずる旨の決定案が提出されたことから、決定を行った。","violation_summary_en":"Based on the results of an inspection revealing false statements in securities reports filed by Amana Corporation, a recommendation was made for a surcharge payment order. A decision was made to initiate a trial procedure. The respondent submitted a statement acknowledging the facts listed in Article 178, Paragraph 1, Item 4 of the Financial Instruments and Exchange Act and the amount of surcharge payable. In response, the presiding judge submitted a draft decision to order the payment of the surcharge pursuant to Article 185-6 of the same Act. Consequently, a final decision was made to impose the surcharge.","penalty_amount":16500000,"is_verified":false,"record_verified":false,"entity_match":{"status":"unresolved","confidence":60,"method":"extracted_japanese_name","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"unreviewed","source_url":"https://www.fsa.go.jp/news/r4/shouken/20221212-3.html","url":"https://regbase.jp/enforcement/kinshoho-amana-20231107"}],"meta":{"query":"株式会社アマナ","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":2,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":8,"reset_at":"2026-08-04T15:31:39.480Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":259,"reset_at":"2026-08-05T15:30:39.480Z"}}}