{"data":[{"id":"3e1f1d46-5328-4fbd-9cb3-54e82866cb8a","company_name":"新栄證券株式会社","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2012-02-01","announcement_date":"2012-02-01","violation_summary":"商号に「證券」という文字を使用しておりますが、金融商品取引法の登録を受けた業者ではありません。","violation_summary_en":"The business name includes the characters [証券], but the entity is not registered under the Financial Instruments and Exchange Act.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-xin-rong-zheng-quan-20120201"}],"meta":{"query":"新栄證券株式会社","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":1,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":4,"reset_at":"2026-08-14T13:28:29.643Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":203,"reset_at":"2026-08-15T13:27:29.643Z"}}}