{"data":[{"id":"48cd0ee3-41e5-4a52-bcf4-a9022b5ae0cb","company_name":"名古屋電機工業株式会社","company_name_en":null,"corporate_number":null,"authority":"金融庁","authorities":["金融庁"],"authority_count":1,"action_types":["課徴金納付命令"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"課徴金納付命令","action_date":"2024-03-27","announcement_date":"2026-03-13","violation_summary":"名古屋電機工業（株）社員からの情報受領者による内部者取引の検査結果に基づく課徴金納付命令の勧告を受け、審判手続開始の決定を行ったところ、被審人から課徴金に係る金融商品取引法第178条第1項第16号に掲げる事実及び納付すべき課徴金の額を認める旨の答弁書の提出があり、これを受けた審判官から法第185条の6の規定に基づき、課徴金の納付を命ずる旨の決定案が提出されたことから、決定を行った。","violation_summary_en":"Based on the results of an investigation into insider trading involving an employee of Nagoya Denki Kogyo Co., Ltd., a recommendation was made for a surcharge payment order. Subsequently, a decision was made to initiate an administrative hearing procedure. The respondent submitted a statement acknowledging the facts listed in Article 178, Paragraph 1, Item 16 of the Financial Instruments and Exchange Act and the amount of surcharge payable. In response, the presiding officer proposed a draft decision to order the payment of the surcharge pursuant to Article 185-6 of the Act. Accordingly, a final decision was made.","penalty_amount":730000,"is_verified":false,"record_verified":false,"entity_match":{"status":"unresolved","confidence":85,"method":"nta_strict_name_nationally_unique","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"unreviewed","source_url":"https://www.fsa.go.jp/news/r4/shouken/20230125-1.html","url":"https://regbase.jp/enforcement/kinshoho-ming-gu-wu-dian-ji-gong-ye-20240327"}],"meta":{"query":"名古屋電機工業株式会社","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":1,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":9,"reset_at":"2026-08-04T15:27:52.765Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":273,"reset_at":"2026-08-05T15:26:52.765Z"}}}