{"data":[{"id":"ce545866-2b8a-4c21-b231-0a9c19a1d970","company_name":"モルガン・スタンレーＭＵＦＧ証券株式会社","company_name_en":null,"corporate_number":null,"authority":"証券取引等監視委員会","authorities":["証券取引等監視委員会"],"authority_count":1,"action_types":["勧告"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"勧告","action_date":"2024-06-14","announcement_date":"2026-03-12","violation_summary":"証券取引等監視委員会は、当該金融商品取引業者に係る問題が認められたので、行政処分を行うよう勧告した。","violation_summary_en":"The Securities and Exchange Surveillance Commission recommended administrative sanctions against the relevant financial instruments business operator due to identified issues.","penalty_amount":null,"is_verified":false,"record_verified":false,"entity_match":{"status":"unresolved","confidence":85,"method":"nta_strict_name_nationally_unique","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"unreviewed","source_url":"https://www.fsa.go.jp/sesc/news/c_2024/2024/20240614-4.html","url":"https://regbase.jp/enforcement/kinshoho-morugansutanremufgzheng-quan-20240614"}],"meta":{"query":"モルガン・スタンレーＭＵＦＧ証券株式会社","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":1,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":7,"reset_at":"2026-08-21T07:11:49.035Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":80,"reset_at":"2026-08-22T07:10:49.035Z"}}}