{"data":[{"id":"cabb5815-dd10-4884-8bf6-427910b82a59","company_name":"ファーストリサーチ 運営責任者 A","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2013-12-01","announcement_date":"2013-12-01","violation_summary":"ウェブサイト上に金融商品取引業(投資運用業及び投資助言・代理業)を行う旨を表示していたもの。 財務局の登録番号に類似した「東日本金融局長（第601号）」を騙っていた。 当該業者は、ウェブサイト上で資産運用ファンド「FEBR4号」を紹介していた。","violation_summary_en":"A company displayed on its website that it conducts Financial Instruments Business (Investment Management and Investment Advisory/Agency Business). It falsely claimed to be registered under the number [East Japan Financial Bureau Chief (No. 601)], which was similar to the actual registration number. The company also promoted an asset management fund [FEBR4] on its website.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-huasutorisatiyun-ying-ze-ren-zhe-a-20131201"}],"meta":{"query":"ファーストリサーチ 運営責任者 A","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":1,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":9,"reset_at":"2026-08-14T22:30:24.725Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":252,"reset_at":"2026-08-15T22:29:24.725Z"}}}