{"data":[{"id":"fb48656a-5751-483f-8615-45bf62ca59b4","company_name":"ヒューマン・メタボローム・テクノロジーズ株式会社","company_name_en":null,"corporate_number":null,"authority":"金融庁","authorities":["金融庁"],"authority_count":1,"action_types":["課徴金納付命令"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"課徴金納付命令","action_date":"2024-11-19","announcement_date":"2026-03-13","violation_summary":"金融庁は、証券取引等監視委員会からヒューマン・メタボローム・テクノロジーズ（株）株式に係る風説の流布の検査結果に基づく課徴金納付命令の勧告を受け、令和６年８月２日に審判手続開始の決定（令和６年度(判)第15号金融商品取引法違反審判事件）を行ったところ、被審人から課徴金に係る金融商品取引法（以下「金商法」といいます。）第178条第１項第12号に掲げる事実及び納付すべき課徴金の額を認める旨の答弁書の提出があり、これを受けた審判官から金商法第185条の６の規定に基づき、課徴金の納付を命ずる旨の決定案が提出されたことから、以下のとおり決定を行いました。","violation_summary_en":"The Financial Services Agency, based on the inspection results regarding the dissemination of rumors related to Human Metabolome Technologies Inc. from the Securities and Exchange Surveillance Commission, issued a recommendation for a surcharge payment order. On August 2, 2024, a decision was made to initiate adjudication proceedings (Reiwa 6 Year (Han) No. 15 Financial Instruments and Exchange Act violation case). The respondent submitted a statement acknowledging the facts listed in Article 178, Paragraph 1, Item 12 of the Financial Instruments and Exchange Act (hereinafter referred to as the 'Financial Instruments and Exchange Act') and the amount of surcharge payable. Following this, the adjudicator submitted a draft decision to order the payment of the surcharge based on the provisions of Article 185-6 of the Financial Instruments and Exchange Act. Accordingly, a decision was made as follows.","penalty_amount":2090000,"is_verified":false,"record_verified":false,"entity_match":{"status":"unresolved","confidence":85,"method":"nta_strict_name_nationally_unique","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"unreviewed","source_url":"https://www.fsa.go.jp/news/r6/shouken/20240919.html","url":"https://regbase.jp/enforcement/kinshoho-hiyumanmetaboromutekunorozizu-20241119"}],"meta":{"query":"ヒューマン・メタボローム・テクノロジーズ株式会社","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":1,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":4,"reset_at":"2026-08-21T08:27:38.181Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":65,"reset_at":"2026-08-22T08:26:38.181Z"}}}