{"data":[{"id":"6af213a5-211d-4c5f-856c-06a80bc73390","company_name":"アウトライダー・グレンビュー・マクロファンド PTY LTD （OUTRIDER GLENVIEW MACRO FUND PTY LTD.）","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2025-08-01","announcement_date":"2025-08-01","violation_summary":"ウェブサイト上に金融商品取引業を行う旨を表示したもの 当該業者は、当該業者のウェブサイト上で、「第一種金融商品取引業」、「投資顧問・代理業」と表示していた。","violation_summary_en":"The company displayed that it conducts financial instruments business on its website, indicating [Type 1 Financial Instruments Business] and [Investment Advisory and Agency Business].","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-autoraidagurenbiyumakurohuandoptyltdoutriderglenviewmacrofundptyltd-20250801"},{"id":"592612d9-bf76-4051-a65c-a5b12ae9e690","company_name":"トライ","company_name_en":null,"corporate_number":null,"authority":"滋賀県","authorities":["滋賀県"],"authority_count":1,"action_types":["指示"],"regional_record_count":1,"source_document_count":1,"law_name":"建設業法","action_type":"指示","action_date":"2025-05-28","announcement_date":"2026-04-25","violation_summary":"被処分者は、彦根市地先における民間工事（以下、本件工事という）において、建設業法第３条第1項の規定に違反し建設業の許可を受けないで建設業を営む者と、下請契約を締結した。 このことは、同法第28条第1項第6号に該当すると認められる。 また、本件工事は同法第26条第3項に違反し、技術者の専任を要する建設工事であるにもかかわらず、主任技術者を他の工事の主任技術者として配置していた。 このことは、同法第28条第1項第2号に該当すると認められる。 加えて、同法第7条第2項および同法第26条第３項に違反し、営業所の専任の技術者が専任を要する本件工事の主任技術者として配置されていた。 このことは、同法第28条第1項第2号に該当すると認められる。 さらに、同法第19条に違反し、本件工事の下請け契約において、契約の締結に際して交付すべき書面を交付していなかった。 このことは、同法第28条第1項柱書に該当すると認められる。","violation_summary_en":"The violator contracted with a person conducting construction work without a construction business license in violation of Article 3, Paragraph 1 of the Building Business Act, in relation to private construction work in Hikone City. This is recognized as falling under Item 6, Paragraph 1, Article 28 of the same Act. Additionally, the construction work violated Article 26, Paragraph 3, as it required a dedicated technician but the chief technician was assigned to another project. This is recognized as falling under Item 2, Paragraph 1, Article 28. Furthermore, the violator assigned a dedicated technician from the office as the chief technician for the construction work, which also violates Articles 7, Paragraph 2, and 26, Paragraph 3, of the Act. This is recognized as falling under Item 2, Paragraph 1, Article 28. Moreover, the violator failed to provide the required written document at the time of subcontracting the construction work, violating Article 19 of the Act. This is recognized as falling under the main clause of Paragraph 1, Article 28.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":65,"method":"loose_name_without_strong_address_evidence","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.mlit.go.jp/nega-inf/cgi-bin/search.cgi?jigyoubunya=kensetugyousya&EID=search&no=1539","url":"https://regbase.jp/enforcement/kensetsu-gyoho-torai-20250528"},{"id":"8c1ce6b8-bae8-4dcf-a432-43117a709c54","company_name":"トライ","company_name_en":null,"corporate_number":null,"authority":"滋賀県","authorities":["滋賀県"],"authority_count":1,"action_types":["営業停止"],"regional_record_count":1,"source_document_count":1,"law_name":"建設業法","action_type":"営業停止","action_date":"2025-05-28","announcement_date":"2026-04-25","violation_summary":"被処分者は、彦根市地先における民間工事において、建設業法第３条第１項第２号に掲げる区分による特定建設業許可を得ていないのに、同法第16条第２号の規定に違反して、下請代金の額が同号の政令で定める金額（令和６年政令第366号による改正前の金額）以上となる下請契約を締結した。 このことが、同法第28条第３項（同法第28条第1項第2号該当）に該当すると認められる。","violation_summary_en":"The respondent entered into a subcontracting agreement with a subcontract amount exceeding the amount specified by government ordinance (before the revision by Ordinance No. 366 of 2024) without obtaining the specific construction business license under category 2 of Article 3, Paragraph 1, Item 2 of the Building Business Act, in a private construction project in Hikone City. This is recognized as corresponding to Article 28, Paragraph 3 of the same Act (applicable under Item 2 of Paragraph 1 of Article 28).","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":65,"method":"loose_name_without_strong_address_evidence","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.mlit.go.jp/nega-inf/cgi-bin/search.cgi?jigyoubunya=kensetugyousya&EID=search&no=1538","url":"https://regbase.jp/enforcement/kensetsu-gyoho-torai-20250528-2"},{"id":"5bec0eef-435f-429f-8e6a-8dc6bea35547","company_name":"トライプラス小田原校新野直樹","company_name_en":null,"corporate_number":null,"authority":"神奈川労働局","authorities":["神奈川労働局"],"authority_count":1,"action_types":["雇用調整助成金不正受給公表"],"regional_record_count":1,"source_document_count":1,"law_name":"雇用関係助成金","action_type":"雇用調整助成金不正受給公表","action_date":"2025-04-15","announcement_date":"2025-04-24","violation_summary":"休業手当を支払っていないにもかかわらず、支払ったとする書類を作成し、当該助成金を不正に受給したもの。","violation_summary_en":null,"penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://jsite.mhlw.go.jp/kanagawa-roudoukyoku/content/contents/002212654.pdf","url":"https://regbase.jp/enforcement/subsidy-fraud-toraipurasuxiao-tian-yuan-xiao-xin-ye-zhi-shu-20250415-1e3a8b79"},{"id":"8fe0d115-1499-42f5-935c-59f2b7e3e032","company_name":"株式会社トライズノート","company_name_en":null,"corporate_number":null,"authority":"愛知労働局","authorities":["愛知労働局"],"authority_count":1,"action_types":["雇用調整助成金不正受給公表"],"regional_record_count":1,"source_document_count":1,"law_name":"雇用関係助成金","action_type":"雇用調整助成金不正受給公表","action_date":"2024-10-31","announcement_date":"2024-12-19","violation_summary":"休業していないにもかかわらず、休業したとする虚偽の申請書類を作成し、当該助成金を不正に受給したもの。","violation_summary_en":null,"penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":92,"method":"nta_strict_name_municipality_supported","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://jsite.mhlw.go.jp/aichi-roudoukyoku/content/contents/002656509.pdf","url":"https://regbase.jp/enforcement/subsidy-fraud-toraizunoto-20241031-82c00472"},{"id":"34807564-63b7-4f15-a318-ff4bc5c1efff","company_name":"株式会社四国トライ","company_name_en":null,"corporate_number":"4490001001242","authority":"高知県","authorities":["高知県"],"authority_count":1,"action_types":["営業停止"],"regional_record_count":1,"source_document_count":1,"law_name":"建設業法","action_type":"営業停止","action_date":"2024-04-17","announcement_date":"2026-04-25","violation_summary":"株式会社四国トライは、高知県発注の地質調査業務において、私的独占の禁止及び公正取引の確保に関する法律（昭和22年4月14日法律第54号。以下「独占禁止法」という）第3条の規定に違反する行為を行っていたとして、令和5年9月28日に、公正取引委員会により、違反行為者と認定された。このことにより、排除措置命令及び課徴金納付命令を受け、その各種命令が確定した。","violation_summary_en":"Shikoku Tria Co., Ltd. was found to have violated Article 3 of the Act against Unjustifiable Premiums and Misleading Representations in relation to geological survey work ordered by Kochi Prefecture. The Fair Trade Commission recognized the violation on September 28, 2023. As a result, an order for corrective measures and a surcharge payment order were issued, and these orders were finalized.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"confirmed","confidence":100,"method":"source_corporate_number_nta_current_name","notes":"国税庁法人番号データとの独立照合で対象法人を確認しました（source_corporate_number_nta_current_name）。"},"human_review_status":"machine_reviewed","source_url":"https://www.mlit.go.jp/nega-inf/cgi-bin/search.cgi?jigyoubunya=kensetugyousya&EID=search&no=1369","url":"https://regbase.jp/enforcement/kensetsu-gyoho-si-guo-torai-20240417"},{"id":"df65d765-f7aa-473b-9d81-cf0b985cba3d","company_name":"（有）モデル・トライアル","company_name_en":null,"corporate_number":null,"authority":"厚生労働省","authorities":["厚生労働省"],"authority_count":1,"action_types":["送検・公表"],"regional_record_count":1,"source_document_count":1,"law_name":"最低賃金法","action_type":"送検・公表","action_date":"2021-11-08","announcement_date":"2021-11-08","violation_summary":"たもの 労働者1名に、1か月間の定期賃金合計約 34万円を支払わなかったもの 鍛造プレスの危険な箇所に適切な安全装置","violation_summary_en":"Failed to pay a worker approximately 340,000 yen in regular wages for one month. Did not install appropriate safety devices on dangerous parts of the forging press.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"extracted_japanese_name","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"machine_reviewed","source_url":"https://www.niph.go.jp/h-crisis/wp-content/uploads/2022/07/20220701111119_content_000958620.pdf","url":"https://regbase.jp/enforcement/saitei-chinginho-moderutoraiaru-20211108"},{"id":"a8d7263a-8785-4710-830c-ba56d32577b4","company_name":"株式会社トライシード","company_name_en":null,"corporate_number":null,"authority":"大阪府","authorities":["大阪府"],"authority_count":1,"action_types":["業務停止"],"regional_record_count":1,"source_document_count":1,"law_name":"旅行業法","action_type":"業務停止","action_date":"2021-02-10","announcement_date":"2021-02-10","violation_summary":"令和元年5月20日から5月23日にかけて海外の旅行業者により実施された貸切バスを利用した旅行（愛知県発着）において、旅行サービス手配業として、当該バス事業者の届出運賃の下限を下回る運賃・料金でバスを手配し、道路運送法第9条の2第1項に違反するサービスの提供を受けることをあっせんした。また、同時に、発地および着地のいずれもがその営業区域外に存する旅客の運送を行った貸切バスを手配し、道路運送法第20条に違反するサービスの提供を受けることをあっせんした。","violation_summary_en":"Between May 20 and May 23 of the first year of Reiwa, a travel agency arranged travel using chartered buses operated by an overseas travel company for trips originating and ending in Aichi Prefecture. The agency arranged the buses at fares below the minimum reported fares of the bus operators, thereby facilitating services that violate Article 9-2, Paragraph 1 of the Road Transport Law. Additionally, the agency arranged for chartered bus services transporting passengers whose departure and arrival points were outside the bus company's business areas, facilitating services that violate Article 20 of the Road Transport Law.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"extracted_japanese_name","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"machine_reviewed","source_url":"https://www.mlit.go.jp/kankocho/content/001913487.xlsx","url":"https://regbase.jp/enforcement/ryokogyoho-toraisido-20210210"},{"id":"4888d49e-2600-47e5-b0bc-bcaa75d5ac58","company_name":"日本ストライカー株式会社","company_name_en":null,"corporate_number":null,"authority":"厚生労働省","authorities":["厚生労働省"],"authority_count":1,"action_types":["承認"],"regional_record_count":1,"source_document_count":1,"law_name":"医薬品医療機器等法","action_type":"承認","action_date":"2019-08-30","announcement_date":"2026-04-09","violation_summary":"厚生労働省では、使用済みの単回使用医療機器（一回限り使用できることとされている医療機器。SUD）を医療機器製造販売業者がその責任のもとで適切に収集し、分解、洗浄、部品交換、再組立て、滅菌等の処理を行い、再び使用できるようにすること（「再製造」）に関する制度を創設するための法令整備を平成29 年に行いました。","violation_summary_en":"The Ministry of Health, Labour and Welfare established a legal framework in 2017 to create a system for the proper collection, disassembly, cleaning, parts replacement, reassembly, sterilization, and other processing (re-manufacturing) of used single-use medical devices (SUD) by medical device manufacturers under their responsibility, to enable their reuse.","penalty_amount":null,"is_verified":false,"record_verified":false,"entity_match":{"status":"unresolved","confidence":85,"method":"nta_strict_name_nationally_unique","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"unreviewed","source_url":"https://www.mhlw.go.jp/stf/newpage_06417.html","url":"https://regbase.jp/enforcement/other-ri-ben-sutoraika-20190830"},{"id":"bb7e89e7-58d2-42f5-a7d5-eece8f8d3b86","company_name":"株式会社ネクストライン 代表取締役会長兼社長 A","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2014-09-01","announcement_date":"2014-09-01","violation_summary":"会社概要に金融商品取引業を行う旨を表示し送付したもの。 当該業者は、外国通貨に関する会社概要を送付しており、当該会社概要には、「金融商品取引業者」と記載し、財務局の登録番号に類似した「財務局長（金商）第1639号」を騙っていた。 また、当該業者は実在する「株式会社ネクスト」に類似した商号、所在地及び代表者名を騙っているが、実在する会社とは関係がない。","violation_summary_en":"The company displayed and sent a business profile claiming to be engaged in financial instruments business. The profile included a registration number similar to a Financial Services Agency registration number and falsely claimed to be a registered financial instruments business operator. The company also used a trade name, address, and representative's name similar to the real company Next Co., Ltd., but is not related to the actual company.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-nekusutoraindai-biao-qu-di-yi-hui-chang-jian-she-chang-a-20140901"}],"meta":{"query":"トライ","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":10,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":9,"reset_at":"2026-09-24T06:43:15.230Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":269,"reset_at":"2026-09-25T06:42:15.230Z"}}}