{"data":[{"id":"0468de8a-8d62-42b2-ab54-f96b1f79e9e0","company_name":"キャピタル・パートナーズ証券株式会社","company_name_en":null,"corporate_number":null,"authority":"証券取引等監視委員会","authorities":["証券取引等監視委員会"],"authority_count":1,"action_types":["勧告"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"勧告","action_date":"2026-05-29","announcement_date":"2026-05-29","violation_summary":"証券取引等監視委員会は、内閣総理大臣及び金融庁長官に対して、金融庁設置法第20条第１項の規定に基づき、行政処分を行うよう勧告した。","violation_summary_en":"The Securities and Exchange Surveillance Commission recommended administrative action against Capital Partners Securities Co., Ltd. for violations related to misleading solicitation practices and inadequate measures to prevent violations by affiliated securities intermediaries, under the Financial Instruments and Exchange Act on May 29, 2026.","penalty_amount":null,"is_verified":false,"record_verified":false,"entity_match":{"status":"unresolved","confidence":85,"method":"nta_strict_name_nationally_unique","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"unreviewed","source_url":"https://www.fsa.go.jp/sesc/news/c_2026/2026/20260529-1.html","url":"https://regbase.jp/enforcement/kinshoho-kiyapitarupatonazuzheng-quan-20260529"}],"meta":{"query":"キャピタル・パートナーズ証券株式会社","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":1,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":6,"reset_at":"2026-09-14T18:09:38.908Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":277,"reset_at":"2026-09-15T18:08:38.908Z"}}}