{"data":[{"id":"82821d20-f90e-4c57-b158-bf165a2f4132","company_name":"エボリューション・トレーディング・エルティディ","company_name_en":null,"corporate_number":null,"authority":"金融庁","law_name":"金融商品取引法","action_type":"課徴金納付命令","action_date":"2024-02-13","announcement_date":"2026-03-13","violation_summary":"ヤマハ（株）株式に係る相場操縦に対する課徴金納付命令の決定について\n金融庁は、証券取引等監視委員会からヤマハ（株）株式に係る相場操縦の検査結果に基づく課徴金納付命令の勧告を受け、令和3年11月11日に審判手続開始の決定（令和3年度(判)第5号金融商品取引法違反審判事件）を行ったところ、被審人から課徴金に係る金融商品取引法（以下「金商法」といいます。）第178条第1項第14号に掲げる事実及び納付すべき課徴金の額を認める旨の答弁書の提出があり、これを受けた審判官から金商法第185条の6の規定に基づき、課徴金の納付を命ずる旨の決定案が提出されたことから、以下のとおり決定を行いました（詳細は、決定要旨（PDF：217KB)を参照してください。）。","violation_summary_en":"The Financial Services Agency decided to order Yamaha Corporation to pay a surcharge related to market manipulation of its stock. The decision followed a recommendation from the Securities and Exchange Surveillance Commission based on inspection results. On November 11, 2021, a hearing process was initiated (Case No. 5 of 2021, violation of the Financial Instruments and Exchange Act). The respondent submitted a statement acknowledging the facts listed in Article 178, Paragraph 1, Item 14 of the Financial Instruments and Exchange Act and the amount of surcharge to be paid. Based on this, a draft decision to order payment of the surcharge was submitted by the adjudicator pursuant to Article 185-6 of the Act. The decision was made as described below. For details, see the summary of the decision (PDF: 217KB).","penalty_amount":2760000,"is_verified":false,"source_url":"https://www.fsa.go.jp/news/r4/shouken/20221212-1.html","url":"https://regbase.jp/enforcement/kinshoho-eboriyusiyontoredeingueruteidei-20240213"}],"meta":{"query":"エボリューション・トレーディング・エルティディ","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":1,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":1,"reset_at":"2026-05-21T21:53:30.147Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":287,"reset_at":"2026-05-22T21:52:30.147Z"}}}