{"data":[{"id":"adde037e-38ca-4261-9393-4c37c32cf146","company_name":"アヴァトレード・ジャパン株式会社","company_name_en":null,"corporate_number":null,"authority":"証券取引等監視委員会","authorities":["証券取引等監視委員会"],"authority_count":1,"action_types":["勧告"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"勧告","action_date":"2024-04-23","announcement_date":"2026-03-12","violation_summary":"当社は、ストレステストの結果が悪化しつつあったにもかかわらず、改ざんしたデータを使用してストレステストを実施し、正しいデータに基づく報告を行っていない。また、ストレステストの結果を踏まえ必要な措置を講じていない。","violation_summary_en":"The company conducted stress tests using falsified data despite the deterioration of test results, and did not report based on accurate data. Additionally, the company did not take necessary measures based on the stress test results.","penalty_amount":null,"is_verified":false,"record_verified":false,"entity_match":{"status":"unresolved","confidence":85,"method":"nta_strict_name_nationally_unique","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"unreviewed","source_url":"https://www.fsa.go.jp/sesc/news/c_2024/2024/20240514-1.html","url":"https://regbase.jp/enforcement/kinshoho-avuatoredoziyapan-20240423"}],"meta":{"query":"アヴァトレード・ジャパン株式会社","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":1,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":3,"reset_at":"2026-08-05T18:03:41.970Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":275,"reset_at":"2026-08-06T18:02:41.970Z"}}}