{"data":[{"id":"ad224913-b6ee-4244-982d-2febbc420c8d","company_name":"アジア総研株式会社 代表取締役 A","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2014-06-01","announcement_date":"2014-06-01","violation_summary":"勧誘資料等を送付したうえで、株式の買取りの勧誘を行っていたもの。 当該業者から電話において、株式会社足利ホールディングスの株式について、買取りを前提とした代理購入申し込みの勧誘を受け、了承したところ「買取保証書」と題する書面が送られてきたとの情報が寄せられている。 登録を受けた金融商品取引業者である「日本アジア証券株式会社」の登録番号「関東財務局長（金商）第134号」及び実在する「日本アジア総合研究所株式会社」に類似した商号を騙っていた。 当該業者と同一名の業者に対して、平成24年11月9日付で警告を行っている。","violation_summary_en":"A company solicited stock purchases after sending promotional materials, claiming to facilitate the purchase of shares of Ashikaga Holdings Co., Ltd. The company received a call from the business, which solicited proxy purchase applications for the shares, assuming the purchase. Subsequently, a document titled 'Purchase Guarantee Certificate' was sent. The company falsely claimed to be Japan Asia Securities Co., Ltd., registered with the Kanto Finance Bureau (Registration No. 134), and impersonated Japan Asia General Research Institute Co., Ltd., which is a real company. A warning was issued to the same-named company on November 9, 2012.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-aziazong-yan-dai-biao-qu-di-yi-a-20140601"},{"id":"dc7bfc71-4bd6-4333-81fe-71f4732fa683","company_name":"アジア総研株式会社 代表取締役 A","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2012-11-01","announcement_date":"2012-11-01","violation_summary":"勧誘資料及び契約書を送付したうえで、有価証券の買取りを行っていたもの。","violation_summary_en":"They conducted the purchase of securities after sending solicitation materials and contracts.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-aziazong-yan-dai-biao-qu-di-yi-a-20121101"}],"meta":{"query":"アジア総研株式会社 代表取締役 A","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":2,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":8,"reset_at":"2026-08-14T15:50:02.740Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":58,"reset_at":"2026-08-15T15:49:02.740Z"}}}