{"data":[{"id":"6ac8824f-6fac-4345-9e98-d57068f6ea00","company_name":"(詐称) 株式会社リオ・コンサルティング 代表取締役 A ※備考欄のとおり、実在する業者の名前、代表者を騙っているもの。","company_name_en":null,"corporate_number":null,"authority":"金融庁・財務局","authorities":["金融庁・財務局"],"authority_count":1,"action_types":["警告書発出"],"regional_record_count":1,"source_document_count":1,"law_name":"金融商品取引法","action_type":"警告書発出","action_date":"2012-08-01","announcement_date":"2012-08-01","violation_summary":"勧誘資料の送付による未公開株・社債等の買取りを行っていたもの。 登録を受けた金融商品取引業者の商号である「株式会社リオ・コンサルティング」の名称、代表者、登録番号「関東財務局長（金商）第2020号」及び所在地を騙っていた。","violation_summary_en":"Engaged in purchasing unlisted stocks and corporate bonds through solicitation materials. Falsely claimed to be the registered financial instruments business operator [Rio Consulting Co., Ltd.], including its name, representative, registration number [Kanto Finance Bureau Director (Kinsho) No. 2020], and location.","penalty_amount":null,"is_verified":true,"record_verified":true,"entity_match":{"status":"unresolved","confidence":60,"method":"source_name_only_no_registry_match","notes":"A current-policy Corporate Number match to a verified company profile is not available."},"human_review_status":"needs_review","source_url":"https://www.fsa.go.jp/ordinary/chuui/mutouroku.html","url":"https://regbase.jp/enforcement/kinshoho-zha-cheng-riokonsaruteingudai-biao-qu-di-yi-abei-kao-lan-notoorishi-zai-suruye-z-20120801"}],"meta":{"query":"(詐称) 株式会社リオ・コンサルティング 代表取締役 A ※備考欄のとおり、実在する業者の名前、代表者を騙っているもの。","corporate_number":null,"law":null,"authority":null,"action_type":null,"count":1,"api_docs":"https://regbase.jp/api-docs","openapi_schema":"https://regbase.jp/api/openapi.json","llms":"https://regbase.jp/llms.txt","usage_note":"Use RegBase for targeted public-source screening of Japanese companies and enforcement records. Absence of returned records is not a clearance, legal opinion, sanctions result, or credit decision.","rate_limit":{"limit":10,"window_seconds":60,"remaining":8,"reset_at":"2026-08-14T14:46:43.832Z"},"daily_rate_limit":{"limit":300,"window_seconds":86400,"remaining":121,"reset_at":"2026-08-15T14:45:43.832Z"}}}